51Ƶ

Cornerstone Investment Agreement for the United Kingdom

Cornerstone Investment Agreement Template for England and Wales

A Cornerstone Investment Agreement is a legally binding document under English and Welsh law that formalizes a significant investment commitment made by an investor prior to an initial public offering (IPO). The agreement outlines the terms and conditions of the investment, including the number of shares to be purchased, price per share, and any special rights or obligations of the cornerstone investor. This document is crucial in providing certainty to the IPO process and demonstrating market confidence in the offering.

Your data doesn't train Genie's AI

You keep IP ownership of your information

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Download a Standard Template

4.6 / 5
4.8 / 5
Access for free
OR

Alternatively: Run an advanced review of an existing
Cornerstone Investment Agreement

Let Genie AI's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.

What is a Cornerstone Investment Agreement?

A Cornerstone Investment Agreement is utilized when a company preparing for an IPO seeks to secure significant investment commitments before the public offering. This agreement, governed by English and Welsh law, provides certainty to the IPO process and helps attract other investors. The document typically includes detailed provisions regarding the subscription terms, conditions precedent, representations and warranties, and may include lock-up provisions and specific investor rights. It serves as a crucial element in the IPO structure, particularly in larger offerings where demonstrating early investor commitment is important.

What sections should be included in a Cornerstone Investment Agreement?

1. Parties: Identification of the cornerstone investor and the company

2. Background: Context of the investment and IPO process

3. Definitions: Key terms used throughout the agreement

4. Subscription Details: Number of shares, price, and payment terms

5. Conditions Precedent: Conditions that must be satisfied before completion

6. Completion Mechanics: Process and timing for completing the investment

7. Representations and Warranties: Standard company and investor warranties

8. Confidentiality: Obligations regarding confidential information

9. Governing Law and Jurisdiction: Specification of English law and courts' jurisdiction

What sections are optional to include in a Cornerstone Investment Agreement?

1. Lock-up Provisions: Restrictions on share disposal - used when requiring investor to maintain holding for specific period

2. Board Appointment Rights: Rights to appoint directors - included for larger cornerstone investments with governance rights

3. Anti-dilution Protection: Protection against future share issuances - included when specifically negotiated by investor

4. Information Rights: Rights to receive company information - used for strategic investors requiring ongoing information access

What schedules should be included in a Cornerstone Investment Agreement?

1. Schedule 1 - Company Details: Corporate information and capital structure

2. Schedule 2 - Warranties: Detailed company warranties

3. Schedule 3 - Completion Requirements: Detailed completion checklist and requirements

4. Schedule 4 - Form of Stock Transfer Form: Template for share transfer documentation

5. Schedule 5 - Subscription Details: Detailed terms of share subscription

Authors

Alex Denne

Head of Growth (Open Source Law) @ Genie AI | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Jurisdiction

England and Wales

Publisher

Genie AI

Cost

Free to use
Relevant legal definitions

































Clauses






























Industries

Companies Act 2006: Primary legislation governing company law, including share issuance, shareholder rights, and corporate governance requirements

Financial Services and Markets Act 2000: Core financial services legislation establishing regulatory framework for financial activities and investments in the UK

Financial Services Act 2012: Updates to financial services regulation, including amendments to FSMA 2000 and establishment of new regulatory bodies

Enterprise Act 2002: Legislation covering competition law and corporate insolvency matters

Prospectus Regulation Rules: Rules governing the content, approval and publication of prospectuses for public offerings of securities

UK Listing Rules: Regulations for companies listed or seeking listing on UK regulated markets

Market Abuse Regulation (MAR): Framework to prevent market abuse and maintain market integrity

FCA Handbook: Comprehensive resource containing rules and guidance from the Financial Conduct Authority

UK Corporate Governance Code: Best practice recommendations for corporate governance of listed companies

Financial Promotion Order 2005: Regulations governing the communication of financial promotions and investment opportunities

Money Laundering Regulations 2017: Requirements for preventing and detecting money laundering in financial transactions

Proceeds of Crime Act 2002: Legislation dealing with money laundering and proceeds of criminal conduct

Competition Act 1998: Primary legislation prohibiting anti-competitive behavior and abuse of dominant market position

Enterprise and Regulatory Reform Act 2013: Updates to competition law and regulatory framework

UK GDPR: Data protection legislation governing the processing of personal data post-Brexit

Data Protection Act 2018: UK's implementation of data protection standards and requirements

Misrepresentation Act 1967: Law governing false or misleading statements made during contract formation

Income Tax Act 2007: Primary legislation for income tax, including investment-related tax provisions

Corporation Tax Act 2010: Main legislation governing corporate taxation, including investment-related provisions

Private International Law Act 1995: Legislation governing choice of law in contracts with international elements

Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Venture Capital Agreement

An England & Wales legal document outlining equity investment terms between venture capitalists and high-growth companies.

find out more

Term Sheet Share Purchase Agreement

An England & Wales document outlining preliminary terms for a proposed share purchase transaction.

find out more

Stock Share Agreement

An England & Wales legal document detailing the transfer and ownership of company shares under the Companies Act 2006.

find out more

Share Allotment Agreement

An England & Wales agreement detailing terms for issuing new company shares to investors or stakeholders.

find out more

Return On Investment Contract

An England & Wales contract outlining investment terms, returns, and compliance for structured financial relationships.

find out more

Safe Investment Agreement

An England & Wales legal agreement facilitating early-stage startup investment before formal valuation.

find out more

Private Placement Agent Agreement

An England & Wales legal agreement outlining terms for capital raising via private placement, ensuring regulatory compliance.

find out more

Project Investment Agreement

An England & Wales legal document outlining investment terms and conditions for significant project developments.

find out more

Preference Share Subscription Agreement

An England & Wales agreement outlining preferential share rights and protections for company capital raising.

find out more

Preference Share Agreement

An England & Wales legal document outlining preferential shareholder rights in corporate capital structuring.

find out more

Operating Agreement For Investment LLC

An England & Wales legal document outlining operational rules for an investment LLC under regulatory compliance.

find out more

Non Discretionary Investment Advisory Agreement

An England & Wales legal document outlining advisory services without discretionary authority for investment decisions.

find out more

Loss Share Agreement

An England & Wales legal document outlining risk distribution in financial transactions through loss sharing mechanisms.

find out more

LLC Real Estate Partnership Agreement

An England & Wales legal document outlining terms for a real estate venture via a Limited Liability Partnership.

find out more

Letter Of Intent To Invest In A Business

An England & Wales document outlining preliminary investment terms and due diligence for potential business investment.

find out more

Investment Syndicate Agreement

An England & Wales legal document outlining investment syndicate operations, commitments, and governance for collaborative investors.

find out more

Investment Owners Contract

An England & Wales contract outlining joint investment rights, responsibilities, and compliance under financial services legislation.

find out more

Investment Mandate Agreement

An England & Wales legal document outlining discretionary investment management terms between clients and professional managers.

find out more

Investment Agreement For Small Business

An England & Wales legal document outlining investment terms for small business equity exchange and operational control.

find out more

Investment Agreement Between Two Individuals

An England & Wales agreement detailing private investment terms and protections between two individuals.

find out more

Investment Agreement Between Company And Individual

An England & Wales legal document outlining terms for individual investment in private companies.

find out more

International Investment Agreement

An England & Wales legal document structuring and protecting foreign investments in enterprises or assets post-Brexit.

find out more

Discretionary Investment Advisory Agreement

An England & Wales legal document authorizing credit card use for hotel bookings by a designated individual.

find out more

Common Stock Repurchase Agreement

An England & Wales legal document authorizing a party to transport specified goods under defined conditions.

find out more

Assignment Of Investment Advisory Contract

An England & Wales legal document authorizing a name change across official records and institutions.

find out more

Agreement For Transfer Of Shares

An England & Wales legal document authorizing a bank to update account holder details following a name change.

find out more

Agreement For Sale Of Shares

An England & Wales document granting temporary occupancy permission for a property with specified terms and conditions.

find out more

Sale Of Shares Agreement LLC

A legally binding agreement for the sale and transfer of LLC shares under English and Welsh law.

find out more

Investment Club LLC Operating Agreement

A legal agreement governing the operation of an investment club LLC under England and Wales law, establishing rules for collective investment activities.

find out more

Family Investment LLC Operating Agreement

A legal agreement governing family investment structures under England and Wales law, establishing operational and governance frameworks for family wealth management.

find out more

Rental Property LLC Operating Agreement

A legal agreement governing the operation of a rental property LLC under English and Welsh law, defining member rights, management structure, and operational procedures.

find out more

Silent Partner Investment Contract

A legal agreement under English and Welsh law governing passive investment arrangements and defining rights and obligations of silent partners.

find out more

Real Estate Equity Purchase Agreement

A legally binding agreement for the purchase and sale of real estate under English and Welsh law.

find out more

LLC Operating Agreement With Investors

A governing agreement for a private limited company under English and Welsh law, establishing operational framework and investor relationships.

find out more

LLC Investment Term Sheet

An English and Welsh law document outlining preliminary terms for LLC investment, including valuation, investment amount, and key rights.

find out more

Real Estate Syndication Operating Agreement

A legal framework under English and Welsh law for pooling investor capital in real estate investments, defining rights, responsibilities, and profit-sharing arrangements.

find out more

Real Estate Private Equity Term Sheet

A preliminary document under English and Welsh law outlining key terms for real estate investment funds.

find out more

Private Equity General Partner Agreement

An England and Wales law-governed agreement establishing the general partner's rights and responsibilities in managing a private equity fund.

find out more

Private Equity Fund Agreement

A legal agreement governing private equity fund operations under English and Welsh law, establishing relationships between partners and operational framework.

find out more

Letter Of Intent To Purchase Stock

A preliminary, largely non-binding document under English and Welsh law expressing intent to purchase company shares and outlining key terms of the proposed transaction.

find out more
See more related templates

ұԾ’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; ұԾ’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

We are ISO27001 certified, so your data is secure

Organizational security:

You retain IP ownership of your documents and their information

You have full control over your data and who gets to see it