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Incident Investigation Form for the United Kingdom

Incident Investigation Form Template for England and Wales

An Incident Investigation Form is a formal document used in England and Wales to record, analyze, and document workplace incidents, accidents, and near-misses. It complies with UK health and safety legislation, including RIDDOR 2013 and the Health and Safety at Work Act 1974. The form captures essential information about the incident, involved parties, root causes, and corrective actions, serving as both a legal record and a tool for preventing future occurrences.

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What is a Incident Investigation Form?

The Incident Investigation Form is a critical document used to fulfill legal obligations under English and Welsh workplace safety regulations. It serves as a systematic tool for recording and investigating workplace incidents, accidents, and near-misses. The form supports compliance with RIDDOR 2013 and other relevant legislation, while providing a structured approach to identifying root causes and implementing preventive measures. This document is essential for maintaining accurate records, demonstrating due diligence, and supporting continuous improvement in workplace safety.

What sections should be included in a Incident Investigation Form?

1. Incident Details: Date, time, location, type of incident

2. Persons Involved: Details of injured parties, witnesses, investigators

3. Incident Description: Detailed account of what happened

4. Initial Response: Immediate actions taken following incident

5. Evidence Collected: List of physical evidence, photographs, statements

6. Root Cause Analysis: Investigation findings and cause determination

7. Corrective Actions: Measures to prevent recurrence

What sections are optional to include in a Incident Investigation Form?

1. RIDDOR Reporting: Additional section required when incident meets RIDDOR reporting criteria

2. Environmental Impact: Assessment of environmental consequences when incident involves environmental factors

3. Cost Analysis: Financial impact assessment when significant property damage or business interruption occurs

What schedules should be included in a Incident Investigation Form?

1. Witness Statements: Detailed accounts from witnesses

2. Photographic Evidence: Photos of incident scene and relevant items

3. Risk Assessments: Relevant pre-incident risk assessments

4. Equipment Records: Maintenance records, certificates, inspections

5. Training Records: Relevant training documentation for involved parties

Authors

Alex Denne

Head of Growth (Open Source Law) @ Genie AI | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents

Jurisdiction

England and Wales

Publisher

Genie AI

Document Type

Incident Report

Cost

Free to use

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