51Ƶ

Stock Transfer Contract for the United Kingdom

Stock Transfer Contract Template for England and Wales

A Stock Transfer Contract is a legally binding agreement governed by English and Welsh law that facilitates the transfer of shares from one party (transferor) to another (transferee). The document outlines the terms and conditions of the share transfer, including the number and class of shares, consideration paid, and any warranties or representations made by the parties. It ensures compliance with the Companies Act 2006 and other relevant legislation, while providing a clear record of the transaction for company records and stamp duty purposes.

Your data doesn't train Genie's AI

You keep IP ownership of your information

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Download a Standard Template

4.6 / 5
4.8 / 5
Access for free
OR

Alternatively: Run an advanced review of an existing
Stock Transfer Contract

Let Genie AI's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.

What is a Stock Transfer Contract?

A Stock Transfer Contract is essential when transferring ownership of shares in a company registered in England and Wales. This document is commonly used in various scenarios, including company acquisitions, employee share schemes, or family business succession planning. The contract must comply with the Companies Act 2006 and includes crucial details such as the identity of the parties, share specifications, consideration, warranties, and any conditions precedent. It serves as evidence of the transfer for company records, regulatory compliance, and tax purposes, particularly concerning stamp duty obligations.

What sections should be included in a Stock Transfer Contract?

1. Parties: Details of transferor and transferee including full legal names, registration numbers (if companies), and addresses

2. Background: Context of the transfer, company details, and current shareholding structure

3. Definitions: Key terms used throughout the agreement including Company, Completion Date, Purchase Price, Shares

4. Sale and Transfer: Core transfer provisions including purchase price, payment terms, and agreement to transfer

5. Completion: Specific actions required at completion, including delivery of documents and payment mechanics

6. Warranties: Basic warranties regarding ownership, authority to sell, and validity of shares

7. Governing Law: Specification of England and Wales as governing jurisdiction and applicable law

What sections are optional to include in a Stock Transfer Contract?

1. Pre-emption Rights: Required if company articles or existing shareholders' agreement contain pre-emption provisions

2. Tag-Along Rights: Optional section for minority shareholder protection in case of partial sale

3. Drag-Along Rights: Optional section allowing majority shareholders to force minorities to join the sale

4. Non-competition: Restrictions on transferor's future activities, typically used in larger transactions

5. Confidentiality: Required for private transactions or where sensitive information is involved

What schedules should be included in a Stock Transfer Contract?

1. Schedule 1 - Share Details: Detailed description of shares being transferred including class, number, and nominal value

2. Schedule 2 - Company Information: Key details about the company including registered office, directors, and share capital structure

3. Schedule 3 - Stock Transfer Form: Standard form J30 (for fully paid shares) or J10 (for partly paid shares)

4. Schedule 4 - Board Resolutions: Copy of board resolutions approving the transfer if required by articles

5. Schedule 5 - Warranties: Detailed warranties if more extensive than standard warranties in main agreement

Authors

Alex Denne

Head of Growth (Open Source Law) @ Genie AI | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Jurisdiction

England and Wales

Publisher

Genie AI

Document Type

Security Agreement

Cost

Free to use
Relevant legal definitions
























Clauses



























Industries

Companies Act 2006: Primary legislation governing company operations in the UK, including provisions for share transfers, share capital requirements, registration procedures, and transfer restrictions

Financial Services and Markets Act 2000: Key legislation covering regulated markets and specific requirements for listed companies in relation to share transfers

Finance Act 1986: Legislation governing stamp duty implications on stock transfers, including rates and collection procedures

Stamp Act 1891: Historic legislation still relevant for stamp duty on physical stock transfer forms

Stamp Duty Reserve Tax Regulations 1986: Specific regulations governing the application of Stamp Duty Reserve Tax on stock transfers

Law of Property (Miscellaneous Provisions) Act 1989: Legislation containing fundamental contract law principles relevant to stock transfer agreements

UK Listing Rules: Regulatory framework for companies listed on UK stock exchanges, including requirements for share transfers

UK Corporate Governance Code: Best practice guidelines for corporate governance including provisions affecting share transfers

Market Abuse Regulation (MAR): EU-derived regulation (retained in UK law) governing market conduct and insider dealing in relation to share transfers

Articles of Association: Company-specific rules that may contain provisions affecting share transfers, including pre-emption rights and transfer restrictions

Shareholders' Agreements: Private agreements between shareholders that may contain additional provisions affecting share transfers

Stock Exchange Rules: Specific rules of the relevant stock exchange (e.g., London Stock Exchange) governing share transfers for listed companies

Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Security Deposit Agreement

An England & Wales agreement detailing financial security terms for property rentals or commercial transactions.

Download

Private Security Agreement

An England & Wales legal document establishing terms for professional security services and compliance obligations.

Download

Pledge Agreement

An England & Wales legal document securing obligations by pledging assets, detailing rights and enforcement upon default.

Download

Personal Property Security Agreement

An England & Wales legal document securing lender's interest over borrower's movable property as collateral.

Download

Penetration Testing Confidentiality Agreement

An England & Wales legal document authorizing controlled system access for security vulnerability assessments.

Download

Cybersecurity Agreement

A legal agreement in England & Wales outlining terms for the transfer of intellectual property rights.

Download

Collateral Substitution Agreement

A legal contract in England & Wales outlining terms for the sale and transfer of property ownership.

Download

Collateral Agreement

A legal document from England & Wales granting power of attorney for financial and property affairs management.

Download

Agreement To Exclude Security Of Tenure

A legal document from England & Wales granting power of attorney for financial and property affairs management.

Download

Collateral Substitute Exchange Agreement

An English law agreement governing the substitution of one form of collateral for another while maintaining the same security interest.

Download

Auto Security Agreement

A legal agreement under English and Welsh law creating security over a vehicle in favor of a lender as collateral for a loan.

Download

Key Holding Contract

A legal agreement under English and Welsh law establishing terms for professional key holding and management services by a licensed security provider.

Download

Safe Deposit Box Lease Agreement

A contract under English and Welsh law governing the lease of secure storage facilities between a financial institution and its customers.

Download

Stock Collateral Loan Agreement

An English law agreement governing loans secured by stocks or securities, establishing terms, collateral requirements, and enforcement rights.

Download

Safe Deposit Box Rental Agreement

An English law agreement governing the rental and use of secure storage facilities between a service provider and customer.

Download

Purchase Money Security Agreement

An English law agreement creating security interest for purchase-specific financing.

Download

Master Loan And Security Agreement

A comprehensive agreement under English and Welsh law governing multiple loan facilities and related security arrangements between lender and borrower.

Download

Loan Against Shares Agreement

A legally binding agreement under English and Welsh law establishing terms for a loan secured against shares, including security arrangements and enforcement provisions.

Download

Cyber Security Agreement

An English law agreement establishing terms for cybersecurity services, including security measures, incident response, and compliance requirements.

Download

Purchase Security Agreement

An English law agreement creating security interests over purchased assets in favor of a secured party.

Download

Note And Warrant Purchase Agreement

An English law agreement governing the purchase of convertible notes and equity warrants, combining debt financing with potential equity participation.

Download

Factoring And Security Agreement

An English law agreement governing the sale of receivables to a factor and creating security interests over related assets.

Download

Data Protection Agreement

An English law agreement governing personal data processing arrangements between controllers and processors under UK data protection legislation.

Download

Consumer Security Agreement

An English law agreement creating security over consumer assets to secure financial obligations.

Download

Commercial Pledge Agreement

An English law agreement creating a pledge over assets as security for obligations, governed by English and Welsh law.

Download

Membership Interest Pledge Agreement

An English law agreement creating security over membership interests in a company or partnership as collateral for obligations.

Download

Membership Interest Agreement

A legal agreement under English law governing the transfer or issuance of membership interests in a business entity.

Download

Lease Security Agreement

An English law agreement creating security for lease obligations, typically through charges over specific assets or rights.

Download

Irrevocable Pledge Agreement

A legally binding agreement under English and Welsh law creating an irrevocable security interest over specific assets.

Download

Guaranty And Security Agreement

An English law agreement combining personal guarantee obligations with security interests over specific assets to secure payment or performance obligations.

Download

Global Master Repurchase Agreement

A standardized master agreement under English and Welsh law for documenting repurchase transactions in securities markets.

Download

Data Security Agreement

A legally binding agreement under English law that establishes data security measures and protocols between parties.

Download

Information Security Agreement

An English law agreement establishing information security requirements and protocols for protecting sensitive data between contracting parties.

Download

Confidentiality And Security Agreement

An English law agreement combining confidentiality obligations with security requirements for protecting sensitive information.

Download

Chattel Security Agreement

An English law agreement creating security over movable personal property to secure obligations to a lender.

Download

Retail Installment Contract And Security Agreement

An English law agreement enabling installment purchases with built-in security interest for the seller until full payment completion.

Download

Subordinated Creditors Security Agreement

An English law agreement establishing security priorities between senior and subordinated creditors over a debtor's assets.

Download

Shareholder Agreement Transfer Of Shares

A legally binding agreement under English and Welsh law governing the transfer of shares between parties in a company.

Download

Third Party Collateral Agreement

An English law agreement where a third party provides collateral to secure another party's obligations.

Download

Stock Transfer Restriction Agreement

A legally binding agreement under English and Welsh law that establishes restrictions and procedures for the transfer of company shares.

Download
See more related templates

ұԾ’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; ұԾ’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

We are ISO27001 certified, so your data is secure

Organizational security:

You retain IP ownership of your documents and their information

You have full control over your data and who gets to see it