The Assignment Of Investment Advisory Contract is utilized when an investment advisor needs to transfer their advisory responsibilities to another qualified advisor in Indonesia. This situation commonly arises during business restructuring, merger and acquisition activities, or when an advisor exits the market. The document ensures a smooth transition of services while maintaining regulatory compliance with OJK requirements and protecting client interests. It includes comprehensive details about the assignment terms, regulatory obligations, client consent requirements, and transition arrangements. The agreement must comply with Indonesian investment laws, particularly Law No. 25 of 2007 on Investment and relevant OJK regulations governing investment advisory services.
Your data doesn't train Genie's AI
You keep IP ownership of your information
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
OR
Let Genie AI's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
1. Parties: Identifies the original investment advisor (Assignor), the new investment advisor (Assignee), and the client
2. Background: Sets out the context of the original investment advisory agreement and the intention to assign it
3. Definitions: Defines key terms used throughout the agreement
4. Assignment and Assumption: Details the transfer of rights and obligations from Assignor to Assignee
5. Effective Date: Specifies when the assignment takes effect
6. Assignor's Representations and Warranties: Confirmations regarding the original contract's validity and assignability
7. Assignee's Representations and Warranties: Confirmations regarding licensing, capacity, and ability to perform services
8. Client Acknowledgment and Consent: Client's formal agreement to the assignment
9. Regulatory Compliance: Confirmation of compliance with OJK regulations and other applicable laws
10. Fees and Payment Terms: Clarification of fee arrangements post-assignment
11. Governing Law and Jurisdiction: Specifies Indonesian law as governing law and relevant jurisdiction
12. Execution: Signature blocks and execution requirements
1. Transition Period: Include when there needs to be a handover period between advisors
2. Outstanding Obligations: Include when there are pending matters or fees to be addressed
3. Non-Competition: Include when restricting the Assignor's future activities
4. Client Communications: Include when specific client communication protocols need to be established
5. Indemnification: Include when specific indemnity arrangements are needed between parties
6. Data Protection: Include when handling of client data requires specific provisions
7. Force Majeure: Include when specific circumstances affecting transition need to be addressed
1. Schedule A - Original Investment Advisory Agreement: Copy of the original agreement being assigned
2. Schedule B - Assignee's Licenses and Qualifications: Copies of regulatory licenses and qualifications of the new advisor
3. Schedule C - Fee Structure: Detailed breakdown of ongoing fee arrangements
4. Schedule D - Client Portfolio Details: Summary of client investments and advisory scope
5. Schedule E - Transition Plan: Detailed plan for handover of responsibilities
6. Appendix 1 - Required Regulatory Notices: Copies of notices filed with OJK and other regulatory bodies
7. Appendix 2 - Client Consent Forms: Standard forms for obtaining client consent to assignment
Authors
Relevant legal definitions
Clauses
Relevant Industries
Financial Services
Investment Management
Asset Management
Wealth Management
Banking
Private Equity
Venture Capital
Corporate Advisory
Fund Management
Securities Trading
Relevant Teams
Legal
Compliance
Investment Management
Risk Management
Client Services
Operations
Regulatory Affairs
Executive Management
Due Diligence
Portfolio Management
Document Management
Relevant Roles
Investment Advisor
Compliance Officer
Legal Counsel
Portfolio Manager
Risk Manager
Investment Director
Chief Investment Officer
Regulatory Affairs Manager
Client Relationship Manager
Operations Manager
Due Diligence Officer
Managing Director
Chief Executive Officer
Chief Operating Officer
Find the exact document you need
Real Estate Investment Operating Agreement
An agreement governing real estate investment operations and management in Indonesia, detailing rights, obligations, and operational procedures under Indonesian law.
find out more
Investment Banking Contract
An Indonesian law-governed agreement establishing terms for investment banking services, incorporating OJK and Bank Indonesia regulatory requirements.
find out more
Investment Banking Agreement
An Indonesian law-governed agreement establishing terms and conditions for investment banking services, ensuring compliance with OJK regulations and local banking laws.
find out more
Simple Investment Agreement
An Indonesian law-governed agreement establishing terms for company investment, share subscription, and investor rights in compliance with local investment regulations.
find out more
Shareholders Agreement And Share Purchase Agreement
An Indonesian law-governed agreement combining share purchase terms and ongoing shareholder arrangements for corporate ownership and governance.
find out more
Bank Repurchase Agreement
An Indonesian law-governed agreement for securities repurchase transactions between financial institutions, incorporating local regulatory requirements and market practices.
find out more
Agreement To Invest In A Business
An Indonesian law-governed agreement setting out terms for business investment, complying with local investment regulations and foreign ownership requirements.
find out more
Investment Contract For Small Business
A legally binding investment agreement for small businesses in Indonesia, outlining investment terms, rights, and obligations while ensuring compliance with Indonesian law.
find out more
Limited Partner Agreement Private Equity
An Indonesian law-governed agreement establishing the relationship between General and Limited Partners in a private equity fund, defining investment terms and regulatory compliance requirements.
find out more
Private Investment Agreement
An Indonesian law-governed agreement establishing terms and conditions for private investment in an Indonesian company, including investment structure, rights, and obligations.
find out more
Contract Agreement For Investment
An Indonesian law-governed agreement establishing terms and conditions for investment transactions, ensuring compliance with local investment regulations and protecting parties' interests.
find out more
Shareholders Agreement And Share Subscription Agreement
An Indonesian law-governed agreement combining share subscription terms with ongoing shareholder relationship regulation and corporate governance framework.
find out more
Purchase Of Shares Agreement
An Indonesian law-governed agreement documenting the terms and conditions for the sale and purchase of shares in a company, including price, warranties, and completion mechanics.
find out more
Memorandum Of Agreement For Investment
Indonesian law-governed investment agreement template establishing terms and conditions for investment in Indonesian entities, compliant with local investment regulations.
find out more
Letter Of Investment Agreement
An Indonesian-law governed agreement detailing investment terms and conditions between investors and recipient companies, ensuring regulatory compliance and protection of parties' interests.
find out more
Joint Investment Agreement
An Indonesian law-governed agreement establishing terms for joint investment between multiple parties, including capital contributions, ownership, and management rights.
find out more
Investment Repayment Agreement
An Indonesian law-governed agreement establishing terms for investment repayment, including payment schedules, security arrangements, and compliance with local investment regulations.
find out more
Deed Of Sale Of Shares Of Stock
An Indonesian notarial deed documenting the legal transfer of company shares from seller to buyer, compliant with Indonesian corporate law.
find out more
Stock Share Agreement
An Indonesian law-governed agreement documenting the terms and conditions for the transfer of company shares between parties, ensuring compliance with local corporate regulations.
find out more
Simple Equity Investment Agreement
Indonesian law-governed agreement for equity investment in companies, detailing share subscription terms and regulatory compliance requirements.
find out more
Simple Stock Purchase Agreement
An Indonesian law-governed agreement for the straightforward purchase and sale of shares between parties, incorporating essential terms and local regulatory requirements.
find out more
Return On Investment Contract
An Indonesian law-governed agreement establishing investment terms, profit-sharing mechanisms, and regulatory compliance requirements for investment arrangements in Indonesia.
find out more
Private Placement Agent Agreement
An Indonesian law-governed agreement appointing a placement agent to conduct private placement of securities, subject to OJK regulations.
find out more
Project Investment Agreement
An Indonesian law-governed agreement establishing terms and conditions for project investment, including regulatory compliance and implementation framework.
find out more
Non Discretionary Investment Advisory Agreement
An Indonesian law-governed agreement establishing a non-discretionary investment advisory relationship, regulated by OJK, where the advisor provides recommendations but the client retains decision-making authority.
find out more
Loss Share Agreement
An Indonesian law-governed agreement between financial institutions establishing terms for sharing losses on specified assets, regulated by OJK.
find out more
Investment Mandate Agreement
An Indonesian law-governed agreement appointing an investment manager to manage client assets under OJK regulations.
find out more
Assignment Of Investment Advisory Contract
An Indonesian law-governed agreement transferring investment advisory services from one licensed advisor to another, compliant with OJK regulations.
find out more
Agreement For Transfer Of Shares
An Indonesian law-governed agreement documenting the transfer of company shares between parties, including terms, conditions, and regulatory compliance requirements.
find out more
Investment Club Operating Agreement
An Indonesian law-governed agreement establishing the structure and operations of an investment club, including membership rights, investment policies, and governance procedures.
find out more
Agreement To Sell Shares Of A Company
An Indonesian law-governed agreement documenting the sale and transfer of company shares between parties, ensuring compliance with local corporate regulations.
find out more
Share Investment Agreement
An Indonesian law-governed agreement detailing terms and conditions for share investment in a company, including investment structure, shareholder rights, and regulatory compliance requirements.
find out more
Investment Subscription Agreement
An Indonesian law-governed agreement documenting terms and conditions for subscribing to shares or securities in a company, including investment terms and regulatory compliance requirements.
find out more
Personal Investment Contract
An Indonesian law-governed agreement establishing terms and conditions for personal investment activities, compliant with OJK regulations.
find out more
Founders Stock Agreement
An Indonesian law-governed agreement establishing share ownership structure and rights between company founders.
find out more
Event Investment Contract
An Indonesian law-governed agreement establishing terms for event investment, including funding, profit-sharing, and operational requirements.
find out more
Share Subscription Agreement And Share Purchase Agreement
An Indonesian law-governed agreement combining share subscription and purchase provisions for new and existing shares in an Indonesian company.
find out more
Limited Partnership Term Sheet
A preliminary agreement outlining key terms for establishing a limited partnership under Indonesian law, setting forth essential partnership conditions and regulatory compliance requirements.
find out more
Restaurant Investment Agreement
An Indonesian law-governed agreement establishing terms for restaurant business investment, including ownership, management rights, and regulatory compliance.
find out more
Real Estate Investment Partnership Agreement
An Indonesian law-governed agreement establishing terms for real estate investment partnerships, addressing property ownership, management, and regulatory compliance.
find out more
ұԾ’s Security Promise
Genie is the safest place to draft. Here’s how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; ұԾ’s AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)