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The Broker Dealer Contract is a fundamental document used in Singapore's financial markets to establish and govern the relationship between licensed securities traders and their clients. This contract type is essential for compliance with Singapore's regulatory framework, particularly the Securities and Futures Act and MAS guidelines. It details the scope of services, trading permissions, risk disclosures, fee structures, and regulatory obligations. The document is designed to protect both parties while ensuring compliance with Singapore's strict financial services regulations, including requirements for client money handling, risk disclosure, and trading conduct.

1. Parties: Identification of the broker-dealer and client with full legal names and addresses

2. Background: Context of the agreement and relationship between parties

3. Definitions: Key terms used throughout the agreement including regulatory definitions from SFA and FAA

4. Services: Detailed description of broker-dealer services to be provided under SFA licensing requirements

5. Fees and Commissions: Payment terms, fee structure, and commission rates in compliance with MAS guidelines

6. Client Obligations: Client responsibilities, warranties, and compliance with AML/CFT requirements

7. Risk Disclosures: Mandatory risk warnings and disclaimers as required by SFA and MAS guidelines

8. Compliance with Laws: Obligations to comply with SFA, FAA, SGX Rules, and other applicable regulations

9. Confidentiality and Data Protection: Provisions relating to PDPA compliance and client confidentiality

10. Termination: Conditions and process for ending the agreement including regulatory reporting obligations