The Equity Incentive Agreement serves as a critical tool for companies to attract, retain, and motivate key employees by offering them ownership interests in the business. This document is particularly important in the United States where equity compensation is heavily regulated by both federal and state authorities. The agreement typically details vesting schedules, exercise prices, termination provisions, and various other terms that govern the equity grant. When implementing an Equity Incentive Agreement, companies must ensure compliance with SEC regulations, IRS requirements, and relevant state laws. The agreement is commonly used in conjunction with a broader equity incentive plan and may need to be modified based on the type of equity being granted and the recipient's role in the company.
Your data doesn't train Genie's AI
You keep IP ownership of your information
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
OR
Let Genie AI's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
1. Parties: Identification of the company and the recipient of the equity incentive
2. Background: Context of the agreement and reference to equity plan
3. Definitions: Key terms used throughout the agreement including defined terms from relevant legislation
4. Grant of Award: Details of the equity incentive being granted, including type, amount, and price if applicable
5. Vesting Provisions: Schedule and conditions for vesting, including time-based and performance-based criteria
6. Exercise Terms: Procedures and conditions for exercising rights, including payment methods and notice requirements
7. Termination Provisions: Effects of employment termination on equity rights, including different scenarios (voluntary, involuntary, death, disability)
8. Compliance with Laws: Provisions ensuring compliance with securities laws, tax laws, and other applicable regulations
9. Representations and Warranties: Statements and assurances from both parties regarding their capacity and authority
10. General Provisions: Standard contractual provisions including governing law, amendments, and notices
1. Change in Control Provisions: Terms applying in case of company sale, merger, or other significant corporate events
2. Non-Competition Clauses: Restrictions on competitive activities and protection of company interests
3. Tax Withholding: Specific provisions for tax treatment, withholding, and Section 409A compliance
4. Stockholder Rights: Rights and obligations as a stockholder, including voting and dividend rights
5. Clawback Provisions: Terms allowing company to recoup equity awards under certain circumstances
1. Schedule A - Vesting Schedule: Detailed timeline of vesting milestones and conditions
2. Schedule B - Notice of Exercise Form: Template form for exercising equity rights
3. Schedule C - Equity Incentive Plan: Copy or summary of the full equity incentive plan
4. Schedule D - Stockholder Agreement: Terms governing rights and obligations as stockholder
5. Schedule E - Tax Election Forms: Relevant tax forms including Section 83(b) election form if applicable
Authors
Relevant legal definitions
Clauses
Relevant Industries
Relevant Teams
Relevant Roles
Find the exact document you need
Sweat Equity Operating Agreement
A U.S. legal agreement governing the exchange of services for LLC ownership interests instead of monetary compensation.
find out more
Continuous Agreement For Future Equity
A U.S.-governed agreement providing investors with rights to future company equity in exchange for immediate capital investment.
find out more
Equity Agreement Contract
A U.S.-governed agreement establishing terms for equity issuance or transfer, including shareholder rights and regulatory compliance requirements.
find out more
Founder Equity Agreement
A U.S.-governed legal agreement that establishes ownership rights and responsibilities among company founders.
find out more
Equity Split Agreement
A U.S.-compliant legal agreement defining how company ownership is divided among stakeholders.
find out more
Private Equity Finder's Fee Agreement
A U.S.-governed agreement establishing terms for compensating intermediaries who introduce investors to private equity opportunities.
find out more
Convertible Loan Agreement Startup
A U.S.-governed agreement establishing terms for a loan that can convert into equity, commonly used in startup funding.
find out more
Simple Agreement For Future Equity
A U.S.-governed investment instrument that provides rights to future equity in exchange for current funding, convertible upon specific trigger events.
find out more
Advisor Equity Agreement
A U.S.-compliant agreement defining terms for advisor services in exchange for company equity compensation.
find out more
Sweat Equity Agreement
A U.S.-compliant agreement documenting the exchange of services for company equity instead of monetary compensation.
find out more
Startup Equity Contract
A U.S.-governed legal agreement defining terms and conditions for equity compensation in startups, including vesting schedules and exercise terms.
find out more
Equity Share Contract
A U.S.-governed legal agreement defining terms and conditions of corporate share ownership, compliant with federal and state securities laws.
find out more
Equity Incentive Agreement
A U.S. legal agreement establishing terms for employee equity compensation, including stock options and RSUs, compliant with federal and state laws.
find out more
Convertible Agreement Regarding Equity
A U.S.-governed investment agreement providing rights to future equity in exchange for immediate capital investment.
find out more
Equity Stake Agreement
A U.S.-governed agreement documenting the terms and conditions of an equity investment or transfer of ownership stakes in a company.
find out more
Equity Release Agreement
A U.S. legal agreement allowing property owners to access their property's equity while maintaining residency rights.
find out more
Equity Pledge Agreement
A U.S. law agreement creating a security interest in equity securities as collateral for an obligation.
find out more
Equity Commitment Agreement
A U.S.-governed agreement establishing an investor's binding commitment to provide equity funding under specified terms and conditions.
find out more
Phantom Equity Agreement
A U.S.-governed agreement that provides employees with economic benefits similar to stock ownership without actual equity transfer.
find out more
Employee Equity Agreement
A U.S. legal agreement governing the grant of company equity to employees, including terms of ownership, vesting, and transfer restrictions.
find out more
Standby Equity Distribution Agreement
A U.S.-governed agreement establishing a flexible equity financing facility allowing companies to sell shares to investors on a periodic basis, subject to federal securities laws.
find out more
Equity Participation Agreement
A U.S.-governed agreement establishing terms for acquiring and holding an ownership stake in a company, including associated rights and obligations.
find out more
Equity Distribution Agreement
A U.S.-governed agreement establishing terms for the sale of company shares through a distribution agent in at-the-market offerings.
find out more
Equity Contribution Agreement
A U.S. legal agreement documenting the terms of an equity investment in exchange for ownership rights in a business entity.
find out more
Equity Buyback Agreement
A U.S. legal agreement governing a company's repurchase of its own shares from existing shareholders.
find out more
Equity Ownership Agreement
A U.S.-governed agreement establishing terms and conditions of company equity ownership, including shareholder rights and obligations.
find out more
Employee Stock Options Agreement
A U.S.-governed agreement granting employees the right to purchase company stock at predetermined terms under federal securities laws.
find out more
³Ò±ð²Ô¾±±ð’s Security Promise
Genie is the safest place to draft. Here’s how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; ³Ò±ð²Ô¾±±ð’s AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)