The Introducing Broker Agreement is essential in the U.S. financial services industry where brokers seek to expand their client base through strategic partnerships. This document is used when one party wishes to introduce clients to another party that provides financial services, trading platforms, or investment opportunities. The agreement must comply with SEC, FINRA, and state-specific regulations, covering crucial aspects such as commission structures, compliance requirements, and client protection measures. It's particularly important in situations where the introducing broker doesn't execute trades but refers clients to a principal broker who handles the actual transactions.
Your data doesn't train Genie's AI
You keep IP ownership of your information
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
OR
Let Genie AI's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
1. Parties: Identifies all parties to the agreement, including their legal status and contact details
2. Background/Recitals: Explains the context and purpose of the agreement
3. Definitions: Defines key terms used throughout the agreement
4. Services: Details the introducing broker's obligations and scope of services
5. Compensation: Specifies commission structure and payment terms
6. Regulatory Compliance: Outlines compliance obligations and regulatory requirements
7. Representations and Warranties: States the parties' assertions about their authority and capabilities
8. Term and Termination: Specifies duration and termination conditions
1. Non-Solicitation: Restricts solicitation of clients/employees - use when protecting client relationships is crucial
2. White Labeling: Terms for using branded materials - use when broker will use principal's branded materials
3. Training: Requirements for staff training - use when specific training requirements exist
1. Commission Schedule: Detailed breakdown of commission rates and structures
2. Compliance Procedures: Detailed compliance requirements and procedures
3. Required Documentation: List of required customer documentation
4. Service Level Agreement: Performance metrics and service standards
5. Approved Marketing Materials: List of approved marketing materials and usage guidelines
Relevant legal definitions
Clauses
Relevant Industries
Relevant Teams
Relevant Roles
Find the exact document you need
Exclusive Contract With A Real Estate Agent
A U.S.-governed contract establishing an exclusive relationship between a property owner and real estate agent, granting sole rights for property marketing and sale/lease.
find out more
Business Broker Engagement Agreement
A U.S.-governed agreement establishing terms between a business broker and seller for business sale services, including scope, compensation, and obligations.
find out more
Business Broker Agreement
A U.S.-governed agreement establishing terms between a business broker and business owner for the sale of a business, including commission structure and service terms.
find out more
Buyer Tenant Representation Agreement
A U.S.-governed agreement establishing an exclusive relationship between a real estate broker and a client seeking to lease or purchase property, outlining representation terms and obligations.
find out more
Buyer Broker Commission Agreement
A U.S. real estate contract establishing terms and commission structure for a broker's representation of a property buyer.
find out more
Buyer Agent Commission Agreement
A U.S. real estate contract establishing the terms of representation and commission structure between a property buyer and their real estate agent.
find out more
Business Broker Listing Agreement
A U.S.-governed agreement establishing the terms under which a business broker represents a business owner in selling their business, including scope of services, compensation, and obligations.
find out more
Co Broker Agreement
A U.S.-governed agreement between two brokerage firms establishing terms for business cooperation and commission sharing arrangements.
find out more
Buyer Broker Exclusive Agreement
A U.S. real estate contract establishing an exclusive relationship between a property buyer and broker, defining services, compensation, and mutual obligations.
find out more
Buyer Broker Agreement
A U.S.-governed agreement establishing the terms and conditions between a real estate broker and property buyer for property search and acquisition services.
find out more
Wholesale Broker Agreement
A U.S.-governed agreement establishing the relationship between a principal company and a wholesale broker for product/service distribution.
find out more
Transaction Broker Agreement
A U.S. legal agreement establishing a neutral intermediary relationship between a real estate broker and client(s) for property transactions.
find out more
Tenant Broker Agreement
A U.S. legal agreement establishing representation of a tenant by a real estate broker in property leasing matters.
find out more
Split Commission Agreement
A U.S.-governed agreement defining how commissions are shared between multiple parties in a business transaction.
find out more
Seller Listing Agreement
A U.S. legal agreement between a property owner and real estate broker authorizing the marketing and sale of property under specified terms.
find out more
Seller Broker Commission Agreement
A U.S. legal agreement establishing commission terms between a property seller and their real estate broker.
find out more
Seller Agency Agreement
A U.S. legal agreement establishing the terms and conditions under which a real estate agent represents a property seller.
find out more
Sales Broker Agreement
A U.S.-governed contract defining the terms between a company and its sales broker, including commission structures and performance requirements.
find out more
Residential Listing Agreement Compensation To Broker
A U.S. legal agreement defining broker compensation terms for residential property listings.
find out more
Rental Broker Fee Agreement
A U.S. legal agreement establishing terms between rental brokers and clients for property rental services.
find out more
Rental Broker Agreement
A U.S.-governed agreement between property owners and real estate brokers defining the terms and conditions for rental property services.
find out more
Registration Agreement Between Brokers
A U.S. real estate contract establishing cooperation terms and commission arrangements between licensed brokers.
find out more
Registration Agreement Between Broker And Owner
A U.S. real estate contract establishing terms between a broker and property owner for the marketing and potential sale/lease of property.
find out more
Referral Agreement Between Brokers
A U.S.-compliant agreement establishing terms for client referrals between licensed real estate brokers, including commission arrangements and regulatory compliance.
find out more
Real Estate Brokerage Operating Agreement
A U.S.-compliant legal framework establishing the structure and operations of a real estate brokerage firm.
find out more
Real Estate Broker Referral Agreement
A U.S.-governed agreement establishing terms for client referrals between licensed real estate brokers, including fee arrangements and compliance requirements.
find out more
Real Estate Broker Of Record Agreement
A U.S. legal agreement establishing an official relationship between a real estate broker and client for property transactions and representations.
find out more
Real Estate Broker Independent Contractor Agreement
A U.S. legal agreement defining the relationship between a real estate brokerage and an independent contractor agent, including terms of engagement and compensation.
find out more
Real Estate Broker Fee Agreement
A U.S.-governed agreement establishing the terms and compensation structure between a real estate broker and property owner.
find out more
Real Estate Broker Employment Agreement
A U.S.-compliant agreement establishing the terms of engagement between a real estate broker and property owner, including services, compensation, and agency relationship.
find out more
Real Estate Broker Confidentiality Agreement
A U.S. legal agreement protecting confidential information shared between property owners and real estate brokers during property transactions.
find out more
Real Estate Broker Commission Agreement
A U.S. legal agreement defining commission terms between real estate brokers and property owners/sellers.
find out more
Real Estate Broker Agreement
A U.S.-compliant agreement establishing the terms between a property owner and real estate broker for property marketing and sale services.
find out more
Real Estate Broker Agent Commission Split Agreement
A U.S.-compliant agreement defining commission split arrangements between real estate brokers and their agents.
find out more
Real Estate Agent Retainer Agreement
A U.S.-compliant agreement establishing the terms of representation between a real estate agent and client, including services and compensation.
find out more
Real Estate Agent Rental Agreement
A U.S.-governed agreement between property owners and real estate agents for rental property marketing and management services.
find out more
Real Estate Agent Referral Agreement
A U.S.-compliant agreement establishing terms for client referrals between licensed real estate professionals, including fee structures and responsibilities.
find out more
Real Estate Agent Listing Agreement
A U.S.-governed contract between property owners and real estate agents establishing exclusive rights to market and sell property.
find out more
Real Estate Agent Independent Contractor Agreement
A U.S. legal agreement establishing an independent contractor relationship between a real estate brokerage and licensed agent.
find out more
Real Estate Agent Commission Split Agreement
A U.S. legal agreement defining commission split arrangements between real estate brokers and agents.
find out more
ұԾ’s Security Promise
Genie is the safest place to draft. Here’s how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; ұԾ’s AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)