The Stock Loan Agreement serves as the primary documentation for securities lending transactions in the United States. This agreement is essential when institutions need to facilitate short selling, cover failed trades, or support other market-making activities. It incorporates specific provisions required by U.S. securities laws, including SEC regulations and Federal Reserve requirements. The agreement details collateral requirements, payment terms, rights and obligations of parties, and includes provisions for corporate actions and dividend treatments. It's particularly important for ensuring regulatory compliance while managing risk in securities lending operations.
Your data doesn't train Genie's AI
You keep IP ownership of your information
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
OR
Let Genie AI's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
1. Parties: Identification of lender and borrower, including legal status and addresses
2. Background: Context of the agreement and parties' intentions
3. Definitions: Key terms used throughout the agreement including securities, collateral, and market terms
4. Loan of Securities: Core terms of the securities lending arrangement including loan mechanics and conditions
5. Delivery of Securities: Procedures for transferring securities between parties
6. Collateral Requirements: Details of required collateral, maintenance margins, and valuation procedures
7. Rights and Obligations: Parties' respective duties, entitlements, and responsibilities during the loan period
8. Term and Termination: Duration of the agreement and circumstances for termination
9. Events of Default: Circumstances constituting default and consequences thereof
1. Voting Rights: Provisions regarding voting rights during loan period for equity securities
2. Tax Provisions: Specific tax treatment, obligations, and indemnities related to securities lending
3. Agency Provisions: Terms governing agency relationships and obligations when parties act as agents
4. Foreign Securities Provisions: Additional terms applicable to cross-border securities lending
1. Schedule of Securities: Detailed list of securities eligible for lending under the agreement
2. Form of Borrowing Request: Standard form template for requesting securities loans
3. Eligible Collateral Schedule: Comprehensive list of acceptable forms of collateral and haircuts
4. Fee Schedule: Details of lending fees, charges, and payment calculations
5. Operating Procedures: Detailed procedures for execution of loan transactions and settlements
6. Notice Details: Contact information and formal communication procedures for both parties
Relevant legal definitions
Clauses
Relevant Industries
Relevant Teams
Relevant Roles
Find the exact document you need
Unsecured Loan Agreement Between Two Companies
A U.S.-governed agreement establishing terms for an unsecured loan between two companies, including repayment obligations and default provisions.
find out more
Unsecured Loan Agreement Between Company And Individual
A U.S.-governed agreement establishing terms for an unsecured loan between a company and individual borrower.
find out more
Financing Condition Purchase Agreement
A U.S. legal agreement that establishes terms for a purchase contingent upon the buyer securing financing.
find out more
Cash Loan Agreement
A U.S.-governed agreement documenting terms and conditions for a cash loan between a lender and borrower, including repayment terms and applicable interest rates.
find out more
Loan Agreement Secured By Property
A U.S. legal agreement documenting a loan secured by property as collateral, compliant with federal and state lending laws.
find out more
Equity Participation Loan Agreement
A U.S.-governed agreement combining debt financing with equity participation rights, providing lenders with both interest payments and equity-based returns.
find out more
Private Party Auto Loan Contract
A U.S.-governed legal agreement between private parties for vehicle financing, establishing loan terms and security interests.
find out more
Revolving Line Of Credit Loan Agreement
A U.S.-governed agreement establishing a revolving credit facility that allows repeated borrowing and repayment up to a specified limit.
find out more
Retail Installment Credit Agreement
A U.S.-governed agreement establishing terms for retail credit purchases, including payment schedules and finance charges, compliant with federal and state regulations.
find out more
Partnership Deed For Finance Business
A U.S.-governed legal agreement establishing the terms and structure of a financial services partnership.
find out more
Municipal Lease Purchase Agreement
A U.S.-specific financing agreement allowing municipalities to lease and eventually purchase essential equipment while complying with governmental debt limitations.
find out more
Owner Financing Business Contract
A U.S. legal agreement where a business seller provides direct financing to the buyer, combining elements of both sale and loan agreements.
find out more
Seller Financing Contract For Deed
A U.S. legal agreement where the property seller provides financing and retains title until the buyer completes all installment payments.
find out more
Standard Trade Credit Agreement
A U.S.-governed agreement establishing terms for business-to-business trade credit arrangements, including credit limits, payment terms, and security requirements.
find out more
Owner Financing Lease Purchase Agreement
A U.S. legal agreement combining property lease terms with owner-financed purchase provisions, subject to federal and state real estate laws.
find out more
Tri Party Loan Agreement
A U.S.-governed agreement establishing loan terms between three parties (lender, borrower, and security agent), defining loan conditions and security arrangements.
find out more
Rehabilitation Loan Agreement
A U.S. legal agreement governing the terms of a loan specifically provided for property rehabilitation purposes, including construction requirements and disbursement conditions.
find out more
Future Receivables Factoring Agreement
A U.S.-governed agreement for the purchase and sale of future receivables, enabling businesses to obtain immediate capital through factoring.
find out more
Owner Financing Contract For Deed
A U.S. legal agreement where the property seller finances the purchase and retains legal title until the buyer completes all payments.
find out more
Production Financing Distribution Agreement
A U.S.-governed agreement combining production funding, creative control, and distribution rights for entertainment content.
find out more
Bill Of Sale Finance Agreement
A U.S. legal document combining property sale terms with financing arrangements, governed by federal and state commercial laws.
find out more
Auto Loan Agreement
A U.S.-compliant legal agreement documenting terms and conditions for vehicle financing between a lender and borrower.
find out more
Loan Payoff Agreement
A U.S. legal document that establishes terms and conditions for settling a loan in full, including payoff amount and release provisions.
find out more
Commercial Finance Agreement
A U.S.-governed agreement establishing terms for commercial financing between a lender and business borrower, subject to federal and state commercial lending laws.
find out more
Simple Loan Agreement Between Friends
A legally binding U.S. agreement that formalizes a loan arrangement between friends, including loan terms and repayment conditions.
find out more
Master Asset Finance Agreement
A U.S.-governed agreement establishing terms for multiple asset financing transactions under a single master framework.
find out more
Loan Agreement Shareholder To Company
A U.S.-governed agreement documenting terms of a loan from a shareholder to their company, including amount, interest, and repayment conditions.
find out more
Individual Loan Agreement
A U.S.-compliant legal agreement documenting terms and conditions between a lender and individual borrower for a loan transaction.
find out more
Auto Loan Agreement Between Friends
A U.S.-governed loan agreement between friends for vehicle financing, establishing terms and security interest in the vehicle.
find out more
Small Credit Agreement
A U.S.-compliant agreement establishing terms and conditions for small-scale lending between a financial institution and borrower.
find out more
Recourse Loan Agreement
A U.S.-governed agreement establishing terms for a loan where the lender has rights to pursue the borrower's assets beyond collateral in case of default.
find out more
Loan Amortization Agreement
A U.S.-governed agreement establishing loan repayment terms and schedule, including principal and interest payment obligations.
find out more
Car Payment Plan Contract
A U.S.-governed legal agreement establishing terms and conditions for vehicle financing between lender and borrower.
find out more
Medical Equipment Loan Agreement
A U.S.-compliant agreement governing the temporary transfer of medical equipment between parties, including terms of use, maintenance, and liability.
find out more
Simple Loan Note Agreement
A U.S.-compliant legal document establishing loan terms between lender and borrower, including principal, interest, and repayment conditions.
find out more
Monthly Payment Plan Agreement
A U.S.-compliant legal agreement establishing terms for structured monthly payments between a creditor and debtor.
find out more
Floor Plan Financing Agreement
A U.S.-governed agreement establishing terms for inventory-secured revolving credit between a lender and dealer.
find out more
Employee Car Loan Agreement
A U.S.-governed agreement between employer and employee for vehicle financing through company-provided loans with payroll deduction arrangements.
find out more
Deed Of Trust Loan Agreement
A US legal document creating a three-party security interest in real property to secure a loan, commonly used as an alternative to mortgages in several states.
find out more
Business Seller Financing Agreement
A U.S. legal agreement where a business seller provides direct financing to the buyer, outlining sale terms and payment conditions.
find out more
ұԾ’s Security Promise
Genie is the safest place to draft. Here’s how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; ұԾ’s AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)