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Data Protection Impact Assessment Policy for the United Kingdom

Data Protection Impact Assessment Policy Template for England and Wales

A Data Protection Impact Assessment Policy is a formal document that establishes the framework and procedures for conducting Data Protection Impact Assessments (DPIAs) within an organization operating under English and Welsh law. It ensures compliance with the UK GDPR and Data Protection Act 2018 requirements for assessing and mitigating risks associated with high-risk data processing activities. The policy outlines when DPIAs are necessary, who is responsible for conducting them, and the methodology to be followed.

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What is a Data Protection Impact Assessment Policy?

Under Article 35 of the UK GDPR, organizations must conduct Data Protection Impact Assessments when processing is likely to result in high risks to individuals' rights and freedoms. This Data Protection Impact Assessment Policy provides a structured approach to identifying, assessing, and minimizing data protection risks of processing activities. It is particularly relevant for organizations handling sensitive personal data, implementing new technologies, or conducting large-scale data processing operations in England and Wales. The policy ensures consistent application of DPIA requirements across the organization and demonstrates compliance with data protection principles.

What sections should be included in a Data Protection Impact Assessment Policy?

1. Purpose and Scope: Defines the objectives of the policy and its application scope

2. Definitions: Key terms used throughout the policy including DPIA, personal data, processing, data controller, data processor

3. DPIA Requirements: When DPIAs are mandatory and screening criteria under UK GDPR and DPA 2018

4. Roles and Responsibilities: Who is responsible for conducting, reviewing, and approving DPIAs including DPO, management, and project teams

5. DPIA Process: Step-by-step procedure for conducting DPIAs including planning, assessment, consultation, and sign-off

6. Documentation Requirements: How to record and maintain DPIA documentation in compliance with accountability requirements

What sections are optional to include in a Data Protection Impact Assessment Policy?

1. Sector-Specific Requirements: Additional requirements for specific industries such as healthcare, financial services, or public sector

2. International Data Transfers: Additional considerations and requirements for cross-border data transfers

3. Technology-Specific Guidelines: Special considerations for specific technologies such as AI, IoT, or automated processing systems

What schedules should be included in a Data Protection Impact Assessment Policy?

1. DPIA Template: Standard form for conducting DPIAs including all required sections under UK GDPR

2. Risk Assessment Matrix: Template for evaluating data protection risks and their likelihood and impact

3. Screening Checklist: Checklist to determine if DPIA is required based on processing activities

4. Sample DPIA Reports: Examples of completed DPIAs for reference and guidance

5. Consultation Framework: Guidelines for stakeholder consultation process including internal and external stakeholders

Authors

Alex Denne

Head of Growth (Open Source Law) @ Genie AI | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents

Jurisdiction

England and Wales

Publisher

Genie AI

Cost

Free to use

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