51Ƶ

Broker Commission Agreement for Hong Kong

Broker Commission Agreement Template for Hong Kong

A legally binding agreement governed by Hong Kong law that establishes the terms and conditions under which a broker provides services to a principal in exchange for commission-based compensation. The document complies with Hong Kong's Securities and Futures Ordinance and relevant SFC regulations, detailing commission structures, payment terms, service scope, and obligations of both parties. It includes specific provisions for regulatory compliance, confidentiality, and dispute resolution under Hong Kong jurisdiction, while addressing requirements for broker licensing and professional conduct.

Your data doesn't train Genie's AI

You keep IP ownership of your information

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Download a Standard Template

4.6 / 5
4.8 / 5
Access for free
OR

Alternatively: Run an advanced review of an existing
Broker Commission Agreement

Let Genie AI's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.

What is a Broker Commission Agreement?

The Broker Commission Agreement is essential for businesses operating in Hong Kong that engage brokers for various transactions, including securities trading, real estate, or insurance services. This document establishes the legal framework for commission-based relationships, ensuring compliance with Hong Kong's regulatory requirements, particularly the Securities and Futures Ordinance and SFC guidelines. It's commonly used when companies need to formalize arrangements with licensed brokers, defining commission structures, performance expectations, and service scope. The agreement includes crucial elements such as regulatory compliance measures, confidentiality provisions, and specific commission calculation methods, while addressing Hong Kong's unique market practices and legal requirements. It's particularly important for regulated industries where broker arrangements must meet strict regulatory standards.

What sections should be included in a Broker Commission Agreement?

1. Parties: Identifies the principal and the broker, including their full legal names, registration numbers, and registered addresses

2. Background: Sets out the context of the agreement, including the broker's licenses and qualifications, and the principal's intention to engage the broker's services

3. Definitions: Defines key terms used throughout the agreement, including 'Commission', 'Services', 'Transaction', and other relevant terms

4. Appointment and Scope: Details the formal appointment of the broker and the specific services to be provided

5. Commission Structure: Specifies the commission rates, calculation methods, and payment terms

6. Payment Terms: Outlines when and how commissions will be paid, including payment methods and timing

7. Broker's Obligations: Lists the broker's duties, responsibilities, and service standards

8. Principal's Obligations: Specifies the principal's responsibilities, including providing necessary information and cooperation

9. Compliance: Addresses regulatory compliance requirements, including SFC regulations and AML obligations

10. Term and Termination: Specifies the duration of the agreement and circumstances for termination

11. Confidentiality: Sets out obligations regarding confidential information and data protection

12. Governing Law and Jurisdiction: Specifies Hong Kong as the governing law and jurisdiction for disputes

What sections are optional to include in a Broker Commission Agreement?

1. Non-Compete Clause: Restricts the broker from working with competitors, used when dealing with sensitive market segments

2. Performance Targets: Sets specific performance metrics and related commission adjustments, used for performance-based arrangements

3. Sub-Broker Arrangements: Addresses the possibility of engaging sub-brokers, used when sub-brokerage is permitted

4. Insurance Requirements: Specifies required insurance coverage, used for high-risk transactions

5. Marketing and Branding: Guidelines for using the principal's brand, used when broker represents the principal publicly

6. Dispute Resolution: Details mediation or arbitration procedures, used for complex arrangements

7. Force Majeure: Addresses unforeseen circumstances affecting performance, used for long-term agreements

8. Intellectual Property: Covers IP rights and usage, used when proprietary systems or materials are involved

What schedules should be included in a Broker Commission Agreement?

1. Commission Rate Schedule: Detailed breakdown of commission rates for different types of transactions or products

2. Service Level Agreement: Specific performance metrics and service standards

3. Approved Products/Services: List of products or services the broker is authorized to sell/promote

4. Compliance Procedures: Detailed compliance requirements and procedures

5. Required Documentation: Templates and forms for transaction documentation

6. Territory Schedule: Definition of geographical areas or market segments covered

7. Contact Details: Key contact persons and escalation matrix for both parties

8. Commission Calculation Examples: Illustrative examples of commission calculations for different scenarios

Authors

Alex Denne

Head of Growth (Open Source Law) @ Genie AI | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Jurisdiction

Hong Kong

Publisher

Genie AI

Document Type

Broker Agreement

Cost

Free to use
Relevant legal definitions









































Clauses









































Relevant Industries

Financial Services

Real Estate

Insurance

Securities Trading

Investment Banking

Commodity Trading

Corporate Finance

Wealth Management

Asset Management

Property Development

Commercial Real Estate

Private Banking

Relevant Teams

Legal

Compliance

Finance

Sales Operations

Business Development

Risk Management

Broker Relations

Contract Administration

Commission Operations

Regulatory Affairs

Partnership Management

Relevant Roles

Chief Financial Officer

Legal Counsel

Compliance Officer

Business Development Manager

Sales Director

Broker Relations Manager

Commission Operations Manager

Contract Administrator

Risk Manager

Finance Manager

Operations Director

Regulatory Compliance Manager

Sales Commission Administrator

Partnership Manager

Channel Manager

Industries








Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Broken Leg Risk Assessment

A Hong Kong-compliant workplace risk assessment document focusing on broken leg injury prevention and risk mitigation, aligned with local safety regulations.

Download

Time And Material Invoice

A Hong Kong-compliant invoice document for billing actual time spent and materials used in project execution, with detailed breakdowns of labor and material costs.

Download

Exclusive Artist Agreement

A Hong Kong law-governed agreement establishing exclusive rights between an entertainment company and an artist, defining their professional relationship and mutual obligations.

Download

Net 30 Invoice

A Hong Kong law-compliant invoice document specifying 30-day payment terms with complete transaction and party details.

Download

Employment Contract For Casual Employee

A Hong Kong-compliant employment contract for casual workers establishing flexible working arrangements and statutory entitlements under Hong Kong law.

Download

Buyer Commission Agreement

A Hong Kong-governed agreement between an estate agent and property buyer establishing terms for property search services and commission payment.

Download

Co Branding Partnership Agreement

A Hong Kong law-governed agreement establishing terms and conditions for brand collaboration between two or more parties, including joint marketing and brand usage rights.

Download

Broker Agreement Commission

A Hong Kong law-governed agreement establishing broker services terms and commission structures between a principal and broker.

Download

Business Bank Guarantee

A Hong Kong law-governed bank guarantee document where a bank provides financial security for a business's contractual obligations.

Download

Real Estate Assignment Of Contract Form

A Hong Kong law-governed document that transfers rights and obligations under an existing property contract from an Assignor to an Assignee.

Download

Introducer Agreement Commission

Hong Kong law-governed agreement setting out terms for business introductions and associated commission payments, including regulatory compliance requirements.

Download

Broker Fee Contract

A Hong Kong law-governed agreement establishing brokerage service terms, fee structures, and mutual obligations between broker and client.

Download

Real Estate Agent Agreement Contract

A Hong Kong-compliant agreement establishing the terms and conditions between a licensed real estate agent and their client for property transactions.

Download

Re Employment Letter After Termination

A Hong Kong law-governed letter establishing new employment terms for a previously terminated employee returning to the same organization.

Download

Co Broker Agreement

A Hong Kong law-governed agreement establishing collaboration terms between real estate brokers, including commission sharing and operational procedures.

Download

Sales Authorization Letter

A Hong Kong law-governed document that formally authorizes specified parties to conduct sales activities on behalf of a company, outlining scope and terms of representation.

Download

Estate Agency Agreement

A regulated agreement under Hong Kong law establishing the terms of engagement between an estate agent and their client for property transactions.

Download

Buyer Agent Exclusive Agreement

A Hong Kong-governed agreement establishing an exclusive relationship between a property buyer and licensed estate agent for property acquisition services.

Download

Liquidation Letter To Employees

A formal notice under Hong Kong law informing employees of company liquidation, employment termination, and their rights and entitlements during the liquidation process.

Download

Commercial Loan Agreement

A Hong Kong law-governed agreement setting out terms and conditions for a commercial loan facility between a lender and corporate borrower.

Download

Real Estate Broker Commission Agreement

A Hong Kong-compliant agreement establishing commission terms and service scope between property owners and licensed real estate brokers.

Download

Real Estate Broker Agreement

Hong Kong-governed agreement between property owner and real estate broker establishing terms for property marketing and sale/lease services.

Download

Real Estate Agent Commission Agreement

A Hong Kong-compliant agreement establishing commission terms and service scope between real estate agents and their clients for property transactions.

Download

Real Estate Agent Agreement

A Hong Kong-governed agreement establishing the terms between a property owner and real estate agent, compliant with local real estate regulations.

Download

Broker Contract Agreement

A Hong Kong law-governed agreement establishing the terms and conditions between a licensed broker and client for securities trading and related financial services.

Download

Broker Commission Agreement

A Hong Kong law-governed agreement establishing commission terms and conditions between a principal and broker, compliant with SFC regulations and local securities laws.

Download

Broker Agent Agreement

A Hong Kong law-governed agreement establishing the terms and conditions between a principal and a broker/agent, including regulatory compliance, duties, and compensation structure.

Download

Art Broker Agreement

A Hong Kong-governed agreement establishing terms and conditions between an art broker and client for professional art transaction services.

Download

Agent Commission Agreement

A Hong Kong law-governed agreement establishing commission terms and conditions between a principal and their sales agent.

Download

Commission Agreement Between Seller And Agent

A Hong Kong law-governed agreement establishing terms for a commission-based sales agency relationship between a seller and their appointed agent.

Download

Broker To Broker Agreement

A Hong Kong law-governed agreement establishing cooperation terms between licensed brokers, compliant with SFC regulations.

Download

Broker Lease Agreement

A Hong Kong-governed agreement establishing the terms and conditions between a licensed real estate broker and client for lease-related services, including commission structure and service scope.

Download

Broker Exclusive Agreement

A Hong Kong law-governed agreement establishing an exclusive relationship between a licensed securities broker and their client, outlining service terms and regulatory compliance requirements.

Download

Real Estate Agent Contract With Seller

A Hong Kong law-governed agreement between a real estate agent and property seller establishing terms for property marketing and sale services.

Download

Real Estate Agent Contract With Broker

A Hong Kong law-governed agreement establishing the professional relationship and operating terms between a licensed real estate broker and agent, compliant with local real estate regulations.

Download

Estate Agent Contract

A regulated agreement between estate agents and clients in Hong Kong, establishing terms of property agency services and commission structures under Hong Kong law.

Download

Sponsorship Agreement Contract

A Hong Kong law-governed agreement establishing terms and conditions for a sponsorship relationship between a sponsor and sponsored party.

Download

Loan Assumption Agreement

A Hong Kong law-governed agreement that transfers existing loan obligations from an original borrower to a new assuming borrower, detailing the terms and conditions of the assumption.

Download

Investment And Shareholders Agreement

A Hong Kong law-governed agreement setting out investment terms and shareholder relationships, including rights, obligations, and governance structures.

Download

Split Bill Of Lading

A Hong Kong law-governed shipping document that legally divides an original Bill of Lading into multiple parts, each representing a portion of the original cargo.

Download
See more related templates

ұԾ’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; ұԾ’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

We are ISO27001 certified, so your data is secure

Organizational security:

You retain IP ownership of your documents and their information

You have full control over your data and who gets to see it