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1. Parties: Identifies and provides full details of the loan broker and the client, including registration numbers, addresses, and authorized representatives
2. Background: Contextual information explaining the purpose of the agreement and the parties' intentions
3. Definitions: Defines key terms used throughout the agreement including 'Services', 'Success Fee', 'Loan', 'Lender', etc.
4. Appointment and Scope of Services: Details the appointment of the broker and comprehensively outlines the services to be provided
5. Broker's Obligations: Lists all duties and responsibilities of the broker, including regulatory compliance requirements
6. Client's Obligations: Specifies the client's responsibilities, including providing accurate information and necessary documentation
7. Fees and Payment Terms: Details the fee structure, success fees, payment timing, and any other financial terms
8. Confidentiality: Provisions regarding the handling and protection of confidential information
9. Term and Termination: Duration of the agreement and circumstances under which it can be terminated
10. Representations and Warranties: Standard declarations by both parties regarding their capacity and authority
11. Indemnification: Mutual indemnification provisions protecting parties against specific risks
12. Governing Law and Jurisdiction: Specifies Indian law as governing law and defines jurisdiction for dispute resolution
13. Notices: Specifies how and where official communications between parties should be sent
14. General Provisions: Standard boilerplate clauses including severability, entire agreement, and amendments
1. Exclusivity: Used when the broker is granted exclusive rights to arrange financing for the client
2. Sub-Brokers: Include when the broker may need to engage other intermediaries or sub-brokers
3. Insurance Requirements: Detailed insurance obligations if required by regulatory requirements or client preference
4. Service Level Agreement: Include when specific performance metrics or timelines need to be established
5. Digital Services: Include when the broker provides online platforms or digital tools as part of the service
6. Compliance with Specific Regulations: Additional compliance sections based on specific industry sectors or transaction types
7. Force Majeure: Include when parties want specific provisions for unforeseeable circumstances
8. Alternative Dispute Resolution: Include when parties prefer mediation or arbitration before litigation
1. Schedule 1 - Service Description: Detailed breakdown of all services to be provided by the broker
2. Schedule 2 - Fee Structure: Detailed fee calculations, including examples and specific success fee scenarios
3. Schedule 3 - Required Documentation: List of documents and information the client must provide
4. Schedule 4 - Compliance Requirements: Specific regulatory requirements and compliance procedures
5. Schedule 5 - Authorized Representatives: List of authorized personnel from both parties who can act under the agreement
6. Appendix A - Standard Operating Procedures: Detailed procedures for loan application processing and communication protocols
7. Appendix B - Report Formats: Templates for various reports and updates the broker must provide to the client
Financial Services
Banking
Commercial Real Estate
Manufacturing
Infrastructure
Information Technology
Healthcare
Retail
Hospitality
Construction
Agriculture
Transportation and Logistics
Legal
Finance
Treasury
Compliance
Risk Management
Corporate Development
Operations
Business Development
Commercial Finance
Executive Leadership
Chief Financial Officer
Finance Director
Treasury Manager
Commercial Finance Manager
Business Development Manager
Loan Officer
Financial Advisor
Compliance Officer
Legal Counsel
Risk Manager
Corporate Finance Manager
Managing Director
Financial Controller
Chief Executive Officer
Operations Manager
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