51Ƶ

Capital Raising Agreement for Philippines

Capital Raising Agreement Template for Philippines

A comprehensive legal agreement governed by Philippine law that establishes the terms and conditions for raising capital through investment in a company. The document complies with the Securities Regulation Code (Republic Act No. 8799) and the Revised Corporation Code of the Philippines, incorporating necessary provisions for investor protection, disclosure requirements, and regulatory compliance. It details the investment structure, rights and obligations of all parties, conditions precedent, representations and warranties, and governance arrangements, while ensuring adherence to Philippine foreign investment restrictions and anti-money laundering requirements where applicable.

Your data doesn't train Genie's AI

You keep IP ownership of your information

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Download a Standard Template

4.6 / 5
4.8 / 5
Access for free
OR

Alternatively: Run an advanced review of an existing
Capital Raising Agreement

Let Genie AI's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.

What is a Capital Raising Agreement?

The Capital Raising Agreement serves as the primary legal instrument for companies seeking to raise funds in the Philippines, whether through equity or debt investments. This document is essential when a company requires additional capital for expansion, operations, or specific projects, and needs to formalize the terms of investment with potential investors. It must comply with Philippine regulatory requirements, including the Securities Regulation Code, Revised Corporation Code, and relevant SEC regulations. The agreement typically includes detailed provisions on investment structure, investor rights, company obligations, and protection mechanisms, while considering Philippine-specific requirements such as foreign ownership restrictions and mandatory regulatory approvals. It's particularly crucial for ensuring clear documentation of the investment terms, protecting both the company's and investors' interests, and establishing a framework for the ongoing relationship between the parties.

What sections should be included in a Capital Raising Agreement?

1. Parties: Identification of the company raising capital and the investor(s), including complete legal names and addresses

2. Background: Context of the capital raising, including brief company history and purpose of the investment

3. Definitions: Detailed definitions of key terms used throughout the agreement

4. Investment Amount and Terms: Specific details of the investment, including amount, type (equity/debt), and payment terms

5. Securities to be Issued: Description of the securities being offered, including class, rights, and restrictions

6. Conditions Precedent: Conditions that must be satisfied before the investment becomes effective

7. Representations and Warranties: Statements of fact and assurances from both the company and investors

8. Covenants: Ongoing obligations of the company and any restrictions on its operations

9. Closing Mechanics: Process and requirements for completing the investment transaction

10. Information Rights: Investor rights regarding financial and operational information from the company

11. Governance Rights: Provisions regarding investor participation in company management and decision-making

12. Transfer Restrictions: Limitations on the transfer of securities and related procedures

13. Confidentiality: Protection of confidential information exchanged during and after the transaction

14. Term and Termination: Duration of the agreement and circumstances for termination

15. Governing Law and Dispute Resolution: Choice of law and methods for resolving disputes

16. General Provisions: Standard clauses including notices, amendments, and severability

What sections are optional to include in a Capital Raising Agreement?

1. Tag-Along Rights: Include when investors need protection to join in any sale by major shareholders

2. Drag-Along Rights: Include when majority shareholders need the right to force minority shareholders to join in a sale

3. Anti-Dilution Protection: Include for equity investments to protect investors from future dilutive issuances

4. Conversion Rights: Include for preferred shares or convertible securities to specify conversion terms

5. Registration Rights: Include if there's potential for future public offering

6. Employee Stock Options: Include if the company has or plans to implement an ESOP

7. Pre-emptive Rights: Include when investors should have the right to participate in future funding rounds

8. Board Composition: Include when investors will have board representation rights

9. Performance Targets: Include when investment is tied to specific company performance metrics

10. Exit Rights: Include specific provisions for investor exit mechanisms

What schedules should be included in a Capital Raising Agreement?

1. Schedule A - Company Information: Detailed corporate information including shareholding structure and subsidiaries

2. Schedule B - Financial Statements: Recent financial statements and projections

3. Schedule C - Capitalization Table: Pre and post-investment capitalization structure

4. Schedule D - Business Plan: Detailed business plan and use of proceeds

5. Schedule E - Material Contracts: List and summary of material contracts and commitments

6. Schedule F - Intellectual Property: List of IP assets and related rights

7. Schedule G - Required Consents: List of required regulatory and third-party consents

8. Schedule H - Disclosure Schedule: Exceptions to representations and warranties

9. Appendix 1 - Form of Shareholders Agreement: Draft or terms of accompanying shareholders agreement

10. Appendix 2 - Corporate Authorizations: Required board and shareholder resolutions

Authors

Alex Denne

Head of Growth (Open Source Law) @ Genie AI | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Jurisdiction

Philippines

Publisher

Genie AI

Cost

Free to use
Relevant legal definitions
























































Clauses




































Relevant Industries

Technology

Financial Services

Real Estate

Manufacturing

Healthcare

Renewable Energy

Retail

E-commerce

Agriculture

Infrastructure

Telecommunications

Education

Mining

Transportation

Hospitality

Relevant Teams

Legal

Finance

Compliance

Corporate Secretariat

Treasury

Risk Management

Board of Directors

Executive Management

Investment Relations

Corporate Development

Relevant Roles

Chief Executive Officer

Chief Financial Officer

Corporate Lawyer

Investment Manager

Corporate Secretary

Finance Director

Compliance Officer

Investment Banker

Private Equity Manager

Venture Capital Manager

Board Director

Managing Director

Legal Counsel

Financial Controller

Business Development Director

Risk Manager

Treasury Manager

Industries








Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Real Estate Investment Operating Agreement

A Philippine law-governed agreement establishing operational terms and management structure for real estate investments, including investor rights, responsibilities, and profit-sharing arrangements.

find out more

Share Partner Agreement

A Philippine law-governed agreement establishing share-based partnership terms, rights, and obligations between business partners.

find out more

Capital Raising Agreement

A Philippine law-governed agreement establishing terms and conditions for company capital raising, ensuring compliance with local securities and corporate regulations.

find out more

Investment Contract For Small Business

A Philippine law-governed agreement establishing terms and conditions for small business investment, including rights, obligations, and regulatory compliance requirements.

find out more

Private Equity Fund Subscription Agreement

A Philippine law-governed agreement documenting an investor's subscription to a private equity fund, including investment terms and regulatory compliance requirements.

find out more

Term Sheet For Share Purchase Agreement

A Philippine law-governed preliminary agreement outlining key terms and conditions for a proposed share purchase transaction, serving as the basis for a definitive Share Purchase Agreement.

find out more

Stock Broker Agreement

A Philippine law-governed agreement between a stock broker and client establishing terms for securities trading services and regulatory compliance.

find out more

Short Term Investment Contract

A Philippine law-governed agreement establishing terms for short-term investments, including investment parameters, returns, and regulatory compliance requirements.

find out more

Share Trust Agreement

A Philippine law-governed agreement establishing a trust arrangement for corporate shares, detailing trustee duties, beneficiary rights, and regulatory compliance requirements.

find out more

Private Investment Agreement

A Philippine law-governed agreement establishing terms and conditions for private investment in a company, including investment terms, shareholder rights, and regulatory compliance requirements.

find out more

Mou Agreement For Investment In Business

A preliminary investment agreement under Philippine law outlining proposed terms and conditions for business investment, serving as a framework for future definitive agreements.

find out more

Investment Protection Agreement

A Philippine law-governed agreement that protects investor rights and ensures compliance with local investment regulations while providing comprehensive investment safeguards.

find out more

Bilateral Investment Agreement

A Philippine law-governed agreement establishing investment terms between foreign and local entities, incorporating key local investment regulations and protections.

find out more

Future Equity Agreement

A Philippine law-governed agreement for future conversion of investment into equity shares, typically used in startup funding.

find out more

Stock Buy Back Agreement

A Philippine law-governed agreement facilitating a corporation's repurchase of its own shares from existing shareholders, compliant with local corporate and securities regulations.

find out more

Shareholders Agreement And Share Subscription Agreement

A Philippine law-governed agreement combining share subscription terms and ongoing shareholder relationships, establishing rights, obligations, and governance structure between shareholders and the company.

find out more

Purchase Term Sheet

A preliminary document under Philippine law that outlines key terms and conditions for a proposed purchase transaction, serving as a framework for negotiations and subsequent definitive agreements.

find out more

Purchase Of Shares Agreement

A Philippine law-governed agreement for the sale and transfer of shares between parties, including terms of sale, warranties, and completion requirements.

find out more

Memorandum Of Agreement For Investment

A Philippine law-governed agreement that establishes the terms and conditions for an investment transaction, ensuring compliance with local investment regulations while protecting all parties' interests.

find out more

Deed Of Sale Of Shares Of Stock

A formal legal document used in the Philippines for transferring share ownership between parties, governed by Philippine corporate and securities laws.

find out more

Business Investment Contract

A Philippine law-governed agreement establishing terms and conditions for business investment transactions, including investment structure, ownership rights, and regulatory compliance.

find out more

Venture Capital Agreement

A Philippine law-governed agreement establishing terms and conditions for venture capital investment, including investment structure, shareholders' rights, and governance mechanisms.

find out more

Stock Share Agreement

A legally binding agreement for the transfer of company shares between parties, compliant with Philippine corporate and securities laws.

find out more

Startup Investment Term Sheet

A Philippine law-governed document outlining key terms and conditions for startup investment, serving as a basis for final investment agreements.

find out more

Return On Investment Contract

A Philippine law-governed agreement establishing investment terms, returns calculation, and parties' rights and obligations in an investment arrangement.

find out more

Preference Share Agreement

A Philippine law-governed agreement establishing the terms and conditions for issuing preferred shares, including dividend rights, voting rights, and other preferential terms.

find out more

Non Discretionary Investment Advisory Agreement

A Philippine-compliant agreement for non-discretionary investment advisory services, establishing advisor-client relationships under local securities regulations.

find out more

Loss Share Agreement

A Philippine law-governed agreement establishing terms for sharing losses between parties on specified assets or portfolios, including calculation methods and claims procedures.

find out more

Discretionary Investment Advisory Agreement

A Philippine-law governed agreement authorizing an investment adviser to make discretionary investment decisions on behalf of a client, subject to SEC regulations and agreed parameters.

find out more

Agreement For Transfer Of Shares

A legal agreement under Philippine law facilitating the transfer of company shares from a seller to a buyer, including all terms, conditions, and regulatory requirements.

find out more

Restaurant Investment Contract

A Philippine law-governed agreement establishing terms for restaurant investment, including ownership, operations, and profit-sharing arrangements.

find out more

Investment Club Operating Agreement

A Philippine-law governed agreement establishing an investment club's structure, operations, and member relationships in compliance with local securities regulations.

find out more

Agreement To Sell Shares Of A Company

A Philippine law-governed agreement documenting the terms and conditions for the sale and transfer of company shares between parties.

find out more

Share Investment Agreement

A Philippine law-governed agreement documenting terms and conditions for share investment in a company, including investment terms, rights, and obligations.

find out more

Preferred Stock Subscription Agreement

A Philippine law-governed agreement for the subscription of preferred shares, detailing share rights, privileges, and investment terms.

find out more

Wholesale Real Estate Purchase Agreement

A Philippine law-governed agreement for wholesale real estate transactions, enabling property purchase with assignment rights for resale to end buyers.

find out more

Stock Purchase Agreement Term Sheet

A preliminary document under Philippine law outlining key terms and conditions for a proposed stock purchase transaction, serving as the foundation for a definitive agreement.

find out more

Equity Shares Agreement

A Philippine law-governed agreement detailing the terms and conditions for the transfer of company shares, including price, rights, and obligations of the parties involved.

find out more

Term Sheet For Investors

A preliminary agreement outlining key investment terms and conditions for company funding in the Philippines, serving as a basis for definitive investment documents.

find out more

Limited Partnership Agreement Venture Capital

A Philippine-law governed agreement establishing a limited partnership structure for venture capital investments, defining relationships between managing partners and investors.

find out more
See more related templates

ұԾ’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; ұԾ’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

We are ISO27001 certified, so your data is secure

Organizational security:

You retain IP ownership of your documents and their information

You have full control over your data and who gets to see it