The Compliance Risk Assessment Questionnaire serves as a critical tool for organizations operating in the Philippines to evaluate their compliance with local regulatory requirements and risk management expectations. This document is typically used during annual compliance reviews, regulatory preparedness assessments, or when significant organizational or regulatory changes occur. It encompasses comprehensive evaluation criteria covering various aspects of compliance, including anti-money laundering, data privacy, corporate governance, and industry-specific regulations. The questionnaire is designed to align with Philippine regulatory frameworks and helps organizations identify potential compliance gaps, assess risk levels, and develop appropriate mitigation strategies. It is particularly relevant for regulated entities and organizations seeking to enhance their compliance programs in accordance with Philippine law.
Your data doesn't train Genie's AI
You keep IP ownership of your information
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
OR
Let Genie AI's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
1. Organization Information: Basic details about the organization being assessed, including legal name, registration details, industry sector, and key contacts
2. Assessment Overview: Purpose of the assessment, scope, methodology, and rating criteria explanation
3. Regulatory Framework Compliance: Questions regarding compliance with relevant Philippine laws and regulations, including AMLA, Data Privacy Act, and other applicable regulations
4. Corporate Governance Assessment: Evaluation of governance structure, policies, and procedures including board oversight and management responsibilities
5. Risk Management Framework: Assessment of risk identification, measurement, monitoring, and control systems
6. Internal Controls Evaluation: Review of internal control systems, procedures, and their effectiveness
7. Training and Awareness: Assessment of staff training programs, compliance awareness, and culture
8. Reporting and Documentation: Evaluation of reporting mechanisms, record-keeping, and documentation practices
9. Technology and Security: Assessment of IT systems, cybersecurity measures, and data protection controls
1. Industry-Specific Compliance: Additional questions specific to regulated industries (e.g., banking, insurance, securities) - include when assessing financial institutions
2. International Compliance: Questions regarding compliance with international standards - include for organizations with international operations
3. Environmental Compliance: Assessment of environmental regulations compliance - include for industries with environmental impact
4. Labor Compliance: Detailed assessment of labor law compliance - include for organizations with significant workforce
5. Consumer Protection Compliance: Specific questions about consumer protection measures - include for B2C businesses
1. Risk Rating Matrix: Detailed scoring criteria and risk rating methodology
2. Regulatory Requirements Checklist: Comprehensive checklist of applicable Philippine regulatory requirements
3. Documentation Checklist: List of required documents and evidence to support compliance assessment
4. Action Plan Template: Template for documenting remediation plans for identified compliance gaps
5. Previous Assessment Summary: Summary of previous assessment findings and status of remediation efforts
6. Regulatory Reporting Calendar: Schedule of regulatory reporting requirements and deadlines
7. Key Contacts Directory: List of relevant internal and external compliance contacts and regulatory authorities
Relevant legal definitions
Clauses
Relevant Industries
Banking and Financial Services
Insurance
Securities and Investment
Real Estate
Manufacturing
Retail and Consumer Goods
Healthcare
Technology and Communications
Energy and Utilities
Transportation and Logistics
Professional Services
Education
Non-profit Organizations
Construction and Development
Mining and Natural Resources
Relevant Teams
Legal
Compliance
Risk Management
Internal Audit
Corporate Governance
Regulatory Affairs
Operations
Information Security
Data Privacy
Human Resources
Finance
Quality Assurance
Relevant Roles
Chief Compliance Officer
Risk Manager
Compliance Manager
Internal Auditor
Legal Counsel
Chief Risk Officer
Regulatory Affairs Director
Compliance Analyst
Risk Assessment Specialist
Chief Executive Officer
Chief Operating Officer
Board Director
Corporate Secretary
Data Protection Officer
Anti-Money Laundering Officer
Corporate Governance Officer
Quality Assurance Manager
Find the exact document you need
Risk Assessment Summary
A comprehensive risk evaluation and analysis document compliant with Philippine regulations, assessing organizational risks and providing mitigation strategies.
Download
Manual Handling Risk Assessment Form
A structured risk assessment form for manual handling operations, compliant with Philippine OSHS and DOLE regulations, designed to identify and control workplace manual handling risks.
Download
Hospital Compliance Risk Assessment
A regulatory compliance and risk assessment document for hospitals in the Philippines, aligned with DOH and PhilHealth requirements.
Download
Bia Risk Assessment
A comprehensive risk assessment document that evaluates business impacts and risks under Philippine law, providing structured analysis and mitigation strategies.
Download
Employee Risk Assessment
A mandatory workplace safety assessment document under Philippine labor laws that identifies and evaluates occupational hazards and establishes control measures.
Download
Risk Assessment For Welding Works
A Philippine-compliant risk assessment document for welding operations, aligned with RA 11058 and DOLE requirements, detailing hazards, controls, and safety protocols.
Download
Museum Risk Assessment
A comprehensive museum risk assessment document aligned with Philippine cultural heritage regulations and safety standards.
Download
Local Risk Assessment
A mandatory risk evaluation and management document under Philippine regulations that identifies, analyzes, and provides mitigation strategies for operational and environmental hazards.
Download
Risk Assessment For Churches
A Philippine-compliant risk assessment framework for churches, addressing operational, safety, and structural risks while meeting local regulatory requirements.
Download
Abrasive Wheels Risk Assessment
A risk assessment document for abrasive wheel operations, compliant with Philippine DOLE regulations and safety standards.
Download
Hazard And Risk Assessment Form
A Philippine-compliant workplace safety assessment tool for identifying hazards, evaluating risks, and establishing control measures under DOLE regulations.
Download
Risk Assessment Policy
A Risk Assessment Policy document compliant with Philippine regulations, establishing procedures for systematic risk identification, evaluation, and management.
Download
Liquidity Risk Assessment
A regulatory-compliant assessment of a financial institution's liquidity risk profile and management framework under Philippine banking laws and BSP requirements.
Download
Mobile Catering Risk Assessment
A risk assessment template for mobile catering operations in the Philippines, ensuring compliance with food safety regulations while addressing operational and environmental hazards.
Download
Information Technology Risk Assessment
A Philippine law-governed agreement for conducting IT risk assessments, ensuring compliance with local data privacy and cybersecurity regulations while following international security standards.
Download
Information Security Risk Assessment Report
A detailed assessment of an organization's information security risks and recommended controls, compliant with Philippine data protection and cybersecurity regulations.
Download
Emergency Response Risk Assessment
A Philippine-compliant Emergency Response Risk Assessment document analyzing potential hazards and response capabilities while meeting local regulatory requirements.
Download
Continuous Risk Assessment
A comprehensive continuous risk assessment framework aligned with Philippine regulations, providing systematic guidelines for ongoing risk identification, assessment, and management.
Download
Client Risk Assessment Questionnaire
A Philippine-compliant risk assessment tool for financial institutions to evaluate client risk profiles and ensure regulatory compliance with BSP and SEC requirements.
Download
Business Risk Assessment
A comprehensive business risk assessment document that evaluates potential business risks and mitigation strategies in compliance with Philippine regulatory requirements.
Download
Risk Management Audit Report
A formal evaluation of an organization's risk management framework and controls under Philippine regulations, providing findings and recommendations for improvement.
Download
Risk Assessment Science Experiment
A Philippine-compliant risk assessment framework for scientific experiments, incorporating local regulatory requirements and safety protocols.
Download
Risk Maturity Assessment Report
A comprehensive evaluation of an organization's risk management capabilities and frameworks, aligned with Philippine regulatory requirements and industry best practices.
Download
Risk Assessment Matrix Oil And Gas
A risk assessment matrix for oil and gas operations in the Philippines, ensuring compliance with local regulations while following industry best practices.
Download
Quality Risk Assessment SOP
A comprehensive SOP for quality risk assessment that complies with Philippine FDA regulations and international standards, providing systematic risk management guidelines for regulated industries.
Download
Risk Assessment Plan For (Construction)
A legally compliant construction risk assessment plan under Philippine regulations that outlines procedures for identifying, evaluating, and controlling construction-related hazards.
Download
Rapid Risk Assessment
A structured risk evaluation document compliant with Philippine regulations that identifies, assesses, and provides mitigation strategies for potential hazards and risks.
Download
Home Risk Assessment
A Philippine-law governed agreement for professional home risk assessment services, detailing assessment scope, methodologies, and obligations of all parties.
Download
Government Risk Assessment
A comprehensive risk assessment framework for Philippine government agencies, aligned with national regulatory requirements and public sector governance standards.
Download
Building Risk Assessment
A detailed evaluation of building-related risks and safety compliance measures under Philippine regulations, providing risk analysis and mitigation recommendations.
Download
Risk Self Assessment
A comprehensive risk evaluation document compliant with Philippine regulations, used for identifying and managing organizational risks.
Download
Risk And Control Assessment
A structured evaluation of organizational risks and controls compliant with Philippine regulatory requirements and corporate governance standards.
Download
Program Risk Assessment
A comprehensive risk assessment document for program implementation that complies with Philippine regulatory requirements and risk management frameworks.
Download
Dance Risk Assessment
A Philippine-compliant risk assessment document for dance activities, outlining safety measures and emergency protocols under local regulations.
Download
Smoking Risk Assessment
A structured evaluation of smoking-related workplace risks and control measures, compliant with Philippine tobacco control and safety regulations.
Download
Plant And Equipment Risk Management Form
A Philippine-compliant risk management form for assessing and controlling hazards associated with industrial plant and equipment operations.
Download
Patient Manual Handling Risk Assessment
A Philippine-compliant risk assessment document for evaluating and managing patient manual handling risks in healthcare settings, aligned with DOLE regulations.
Download
Machine Guarding Risk Assessment
A technical assessment document for evaluating machinery safety and guarding measures in compliance with Philippine DOLE regulations and safety standards.
Download
IT Security Assessment Report
A technical evaluation document assessing an organization's IT security posture and compliance with Philippine cybersecurity and data protection regulations.
Download
Field Level Hazard Assessment
A workplace safety assessment document required under Philippine law for identifying and controlling field-level hazards before commencing work activities.
Download
ұԾ’s Security Promise
Genie is the safest place to draft. Here’s how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; ұԾ’s AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)