51ÊÓÆµÔÚÏß

Account Management Agreement for the United States

Account Management Agreement Template for United States

An Account Management Agreement is a legally binding contract used in the United States that establishes the terms and conditions under which one party (the Account Manager) provides account management services to another party (the Client). This agreement outlines the scope of services, fees, responsibilities, regulatory compliance requirements, and operational procedures while adhering to federal and state regulations, including SEC requirements, banking laws, and consumer protection statutes.

Your data doesn't train Genie's AI

You keep IP ownership of your information

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Download a Standard Template

4.6 / 5
4.8 / 5
Access for free
OR

Alternatively: Run an advanced review of an existing
Account Management Agreement

Let Genie AI's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.

What is a Account Management Agreement?

The Account Management Agreement serves as the foundational document governing the relationship between professional account managers and their clients in the United States. It is essential when establishing formal account management services, whether for investment accounts, business accounts, or other professional services. The agreement encompasses crucial elements such as service scope, fee structures, regulatory compliance, risk management, and operational procedures, while ensuring adherence to federal regulations including SEC requirements, state laws, and industry standards. This document is particularly important in regulated industries where clear delineation of responsibilities and compliance obligations is mandatory.

What sections should be included in a Account Management Agreement?

1. Parties: Identifies and defines all parties to the agreement, including legal names and addresses

2. Background/Recitals: Explains the context and purpose of the agreement

3. Definitions: Defines key terms used throughout the agreement

4. Services: Details the account management services to be provided

5. Fees and Compensation: Outlines fee structure, payment terms, and billing procedures

6. Client Responsibilities: Specifies client obligations and requirements

7. Compliance and Regulatory Requirements: Details regulatory obligations and compliance requirements

8. Confidentiality: Addresses handling of confidential information

9. Term and Termination: Specifies duration and termination conditions

What sections are optional to include in a Account Management Agreement?

1. Investment Guidelines: Specific investment parameters and restrictions for investment management services

2. Custody Arrangements: Details about custody of assets when custody services are involved

3. Risk Disclosures: Specific risk warnings and acknowledgments for investment products or high-risk services

4. Sub-Advisory Arrangements: Details about third-party service providers when sub-advisors are involved

What schedules should be included in a Account Management Agreement?

1. Fee Schedule: Detailed breakdown of all fees and charges

2. Service Level Agreement: Specific service standards and performance metrics

3. Investment Policy Statement: Detailed investment guidelines and objectives

4. Authorized Persons: List of individuals authorized to give instructions

5. Privacy Policy: Detailed privacy and data protection procedures

6. Risk Disclosure Statement: Comprehensive risk warnings and acknowledgments

Authors

Alex Denne

Head of Growth (Open Source Law) @ Genie AI | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Jurisdiction

United States

Publisher

Genie AI

Cost

Free to use
Clauses







































Industries

Securities Exchange Act 1934: Federal law governing securities trading, establishing SEC oversight, and regulating market conduct

Investment Advisers Act 1940: Federal law regulating investment advisers' conduct, registration requirements, and fiduciary duties

Bank Secrecy Act: Requires financial institutions to assist government agencies in detecting and preventing money laundering

USA PATRIOT Act: Establishes customer identification requirements and enhanced due diligence procedures for financial institutions

Gramm-Leach-Bliley Act: Mandates how financial institutions handle private customer data and required privacy notices

Dodd-Frank Act: Comprehensive financial reform legislation affecting financial institutions' operations and consumer protection

SEC Regulations: Rules and guidelines issued by the Securities and Exchange Commission governing securities industry

FINRA Rules: Self-regulatory organization rules governing broker-dealers and securities firms

Blue Sky Laws: State-specific securities regulations governing securities offerings and sales within each state

KYC Requirements: Know Your Customer protocols requiring verification of client identity and suitability assessment

OFAC Compliance: Office of Foreign Assets Control requirements for screening and blocking prohibited transactions

State Privacy Laws: Various state-specific regulations governing data privacy and protection of personal information

CCPA: California Consumer Privacy Act providing California residents with data privacy rights

Uniform Commercial Code: Standardized set of business laws regulating commercial transactions across states

Statute of Frauds: Legal requirement that certain contracts must be in writing to be enforceable

Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Rental Pool Management Agreement

A U.S.-governed agreement establishing terms for managing multiple properties in a collective rental pool arrangement.

find out more

Real Estate Asset Management Fee Agreement

A U.S.-governed agreement establishing terms and fees for professional real estate asset management services.

find out more

Multi Family Property Management Agreement

A U.S.-governed agreement between property owners and management companies for the professional administration of multi-family residential properties.

find out more

Standard Management Contract

A U.S.-compliant legal agreement defining the terms of employment for management positions, including duties, compensation, and conditions of service.

find out more

Management Rights Contract

A U.S.-governed agreement establishing terms for management authority, responsibilities, and compensation between a manager and asset owner.

find out more

Condo Management Agreement

A U.S.-compliant legal agreement between a condominium association and a management company defining property management services and responsibilities.

find out more

Aircraft Management Contract

A U.S.-governed agreement between aircraft owners and management companies defining operational control and services under FAA regulations.

find out more

Bar Manager Contract Of Employment

A U.S.-compliant employment contract defining the terms and conditions for a bar manager position, including duties, compensation, and regulatory compliance requirements.

find out more

Residential Construction Management Contract

A U.S.-governed agreement between property owners and construction managers for managing residential construction projects.

find out more

Sports Management Agreement

A U.S.-governed contract establishing the terms of representation between an athlete and their sports management representative or agency.

find out more

Booking Manager Contract

A U.S.-governed agreement defining the relationship between a booking manager and their employer/client, including responsibilities and compensation terms.

find out more

Property Manager Employment Contract

A U.S.-compliant employment agreement establishing terms and conditions for hiring a property manager, including duties, compensation, and regulatory compliance requirements.

find out more

Litigation Management Agreement

A U.S. legal agreement establishing terms for professional management of litigation processes and legal proceedings.

find out more

Resident Manager Contract

A U.S. legal agreement establishing employment terms for an on-site property manager, including duties, compensation, and housing arrangements.

find out more

Association Management Agreement

A U.S. legal agreement establishing terms between a property management company and an association for professional management services.

find out more

Management Company Agreement

A U.S.-governed contract establishing terms between a management company and client for the provision of professional management services.

find out more

Office Manager Employment Agreement

A U.S.-compliant employment agreement defining the terms and conditions for hiring an office manager.

find out more

Small Business Management Agreement

A U.S.-governed contract defining terms for professional management services provided to a small business.

find out more

Farm Manager Contract

A U.S.-compliant legal agreement establishing employment terms between a farm owner and professional farm manager.

find out more

Car Property Management Agreement

A U.S.-governed agreement establishing terms for professional management of vehicles by a property management company.

find out more

Owner Construction Manager Agreement

A U.S. legal agreement between a property owner and construction manager defining the terms of construction management services and project delivery.

find out more

Waste Management Agreement

A U.S.-governed agreement establishing terms for waste management services, including collection, transportation, and disposal in compliance with federal and state regulations.

find out more

Sub Management Agreement

A U.S.-governed agreement establishing terms for delegation of management responsibilities from a primary manager to a sub-manager.

find out more

Resident Manager Agreement

A U.S. legal agreement establishing employment terms for an on-site property manager who both lives and works at a residential property.

find out more

Online Business Manager Contract

A U.S.-governed contract defining the terms and conditions between an Online Business Manager and their client, establishing service scope and independent contractor status.

find out more

Tenant Placement Agreement

A U.S. legal agreement between property owners and managers defining terms for tenant sourcing and placement services.

find out more

Music Producer Manager Contract

A U.S.-governed agreement establishing terms between a music producer and their manager, including services, compensation, and rights.

find out more

Managing Director Agreement

A U.S.-governed contract establishing employment terms and conditions for a Managing Director position, including duties, compensation, and termination provisions.

find out more

Management Rights Agreement

A U.S.-governed agreement establishing management rights and authority between parties, typically used in investment and corporate contexts.

find out more

Management Confidentiality Agreement

A U.S.-governed agreement protecting company confidential information accessed by management-level employees.

find out more

Talent Management Agreement

A U.S.-governed agreement establishing the terms and conditions between a talent manager and their client, defining representation rights and obligations.

find out more

Self Storage Management Agreement

A U.S. contract establishing terms for professional management of self-storage facilities, including operational responsibilities and compensation.

find out more

Parking Management Agreement

A U.S.-governed agreement between property owners and parking management companies defining the terms of parking facility operations and maintenance.

find out more

Money Management Contract

A U.S.-governed agreement establishing terms and conditions for professional management of client investments, subject to federal and state securities laws.

find out more

Management Company Contract

A U.S.-governed agreement establishing terms for professional management services between a management company and client organization.

find out more

Exclusive Property Management Agreement

A U.S.-compliant contract establishing an exclusive relationship between a property owner and management company for comprehensive property administration services.

find out more

Restaurant Manager Contract

A U.S.-compliant employment agreement defining terms and conditions for hiring a restaurant manager.

find out more

Residential Leasing And Property Management Agreement

A U.S. legal agreement between property owners and management companies defining the terms and conditions for professional management of residential rental properties.

find out more

Hospital Management Agreement

A U.S.-compliant legal agreement establishing terms between a hospital owner and management company for hospital operations and administration.

find out more

Branch Manager Agreement

A U.S.-compliant legal agreement establishing employment terms and conditions for branch managers, including responsibilities, compensation, and performance requirements.

find out more
See more related templates

³Ò±ð²Ô¾±±ð’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; ³Ò±ð²Ô¾±±ð’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

We are ISO27001 certified, so your data is secure

Organizational security:

You retain IP ownership of your documents and their information

You have full control over your data and who gets to see it