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Groundworks Risk Assessment for the United Kingdom

Groundworks Risk Assessment Template for England and Wales

A comprehensive risk assessment template designed for groundworks operations in England and Wales, compliant with UK health and safety legislation including the Health and Safety at Work Act 1974 and CDM Regulations 2015. This document provides a structured framework for identifying, assessing, and managing risks associated with groundworks activities, including excavation, foundation work, and underground utilities management.

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Groundworks Risk Assessment

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What is a Groundworks Risk Assessment?

The Groundworks Risk Assessment Template is a critical document required under English and Welsh health and safety legislation for any construction project involving ground excavation or foundation work. It helps organizations comply with their legal obligations while protecting workers and the public from potential hazards. The template is designed to capture specific risks associated with groundworks, including underground services, contaminated soil, structural collapse, and working in confined spaces, providing a systematic approach to risk management and mitigation.

What sections should be included in a Groundworks Risk Assessment?

1. Project Information: Site details, project scope, key contacts, and project-specific details including location, duration, and responsible persons

2. Hazard Identification: Comprehensive list of potential hazards specific to groundworks including excavation risks, underground services, confined spaces, etc.

3. Risk Evaluation Matrix: Standardized assessment matrix evaluating likelihood and severity of identified risks, with scoring system

4. Control Measures: Detailed preventive and protective measures for each identified hazard, including engineering controls and safe working procedures

5. Emergency Procedures: Specific response plans for potential incidents including evacuation procedures, first aid arrangements, and emergency contacts

What sections are optional to include in a Groundworks Risk Assessment?

1. Environmental Impact Assessment: Additional assessment for projects near environmentally sensitive areas or water courses, including pollution prevention measures

2. Noise Assessment: Detailed evaluation of noise impacts and mitigation measures for urban areas or noise-sensitive locations

3. Temporary Works Assessment: Specific assessment for projects requiring significant temporary support structures or complex excavation support

What schedules should be included in a Groundworks Risk Assessment?

1. Site Plan: Detailed layout drawings showing work areas, access points, welfare facilities, and emergency routes

2. Equipment Checklist: Comprehensive list of required PPE, safety equipment, and plant/machinery with inspection requirements

3. Training Records: Documentation of worker qualifications, training certificates, and competency records

4. Emergency Contact List: Detailed list of key personnel, emergency services, and utility companies' emergency contacts

5. Method Statements: Step-by-step procedures for high-risk activities identified in the risk assessment

Authors

Alex Denne

Head of Growth (Open Source Law) @ Genie AI | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Jurisdiction

England and Wales

Publisher

Genie AI

Sector

Sales

Cost

Free to use
Relevant legal definitions






























Clauses


























Industries

Health and Safety at Work etc. Act 1974: Primary legislation providing the overarching framework for workplace health and safety, establishing general duties of employers to ensure worker safety

Management of Health and Safety at Work Regulations 1999: Key regulations outlining requirements for risk assessments, principles of prevention, and general health and safety arrangements

Construction (Design and Management) Regulations 2015: Specific requirements for construction work, including duties of principal contractors and site safety requirements

Work at Height Regulations 2005: Regulations governing safety measures for any work conducted at height during groundworks

Control of Substances Hazardous to Health Regulations 2002: Regulations controlling exposure to hazardous substances that may be encountered during groundworks

Lifting Operations and Lifting Equipment Regulations 1998: Requirements for safe operation and maintenance of lifting equipment used in groundworks

Provision and Use of Work Equipment Regulations 1998: Regulations ensuring work equipment is suitable, maintained, and used safely

Personal Protective Equipment at Work Regulations 1992: Requirements for provision and use of appropriate PPE for groundworks activities

Manual Handling Operations Regulations 1992: Guidelines for safe manual handling practices to prevent injuries during groundworks

Environmental Protection Act 1990: Legislation covering waste management and environmental protection during groundworks

Party Wall etc. Act 1996: Legislation governing works near existing structures and party walls that may be affected by groundworks

Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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